SFC Licences of KWAN Tang Fong, Robin 關騰芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 15 June 2012 | |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 28 April 2010 | 12 April 2012 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 02 October 2009 | 12 April 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 16 September 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 01 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 01 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 01 June 2004 |