SFC licenceholder ABA703 KWAN Tang Fong, Robin 關騰芳

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 15 June 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE [1] (Dealing in Securities) 28 April 2010 12 April 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RE [1] (Dealing in Securities) 02 October 2009 12 April 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 16 September 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 01 June 2004