SFC Licences of LAU Kwok Ming 劉國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 24 October 2006 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 September 2006 | 29 September 2006 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 29 July 2003 | 18 September 2006 |
| Worldtop Securities Limited 大世界證券有限公司 | RO | 7 | 01 April 2003 | 23 June 2003 |
| Worldtop Securities Limited 大世界證券有限公司 | RO | 1 | 01 April 2003 | 23 June 2003 |