SFC Licences of HO Kai Shing, Alfred 何啟承

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marshall Wace Gavekal Asia Limited RO 9 30 June 2008 30 April 2013
Gavekal Capital Limited RO 9 01 March 2007
Gavekal Capital Limited RE 9 23 November 2006 01 March 2007
Asia Absolute Advisors Limited RO 9 19 August 2004 11 November 2006
Asia Absolute Advisors Limited RO 5 19 August 2004 11 November 2006
Asia Absolute Advisors Limited RO 4 19 August 2004 11 November 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 1 28 October 2003 13 April 2004
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 01 April 2003 13 April 2004
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 5 01 April 2003 13 April 2004
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 9 01 April 2003 13 April 2004
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 9 01 April 2003 13 April 2004
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 4 01 April 2003 13 April 2004
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 01 April 2003 13 April 2004
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 6 01 April 2003 27 October 2003
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 6 01 April 2003 27 October 2003