SFC Licences of CHAN Chi Cheong, Michael 陳志昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 10 November 2009 | 10 May 2013 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 10 November 2009 | 10 May 2013 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 23 February 2006 | 01 August 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 February 2006 | 01 August 2009 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 20 February 2006 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 20 February 2006 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 20 February 2006 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 13 January 2004 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |