SFC Licences of KWAN Po Kuen, Joyce 關寶娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Basis Asset Management Limited 格致資產管理有限公司	RO	9	27 June 2023
Basis Asset Management Limited 格致資產管理有限公司	RO	4	27 June 2023
Basis Asset Management Limited 格致資產管理有限公司	RE	4	17 May 2023	27 June 2023
Grey Investment Limited 高易投資有限公司	RE	4	08 September 2020	24 April 2023
ABCI Securities Company Limited 農銀國際證券有限公司	RO	4	27 February 2013	19 May 2020
ABCI Securities Company Limited 農銀國際證券有限公司	RO	1	07 December 2012	19 May 2020
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	16 January 2012	07 December 2012
MF Global Hong Kong Limited 明富環球香港有限公司	RE	4	01 November 2010	11 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司	RE	1	01 November 2010	11 November 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	4	23 January 2009	03 October 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	02 March 2007	03 October 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	25 April 2005	05 February 2007
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	01 April 2003	24 March 2005
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	01 April 2003	19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	01 April 2003	19 January 2004
Macquarie Capital Limited 麥格理資本股份有限公司	RE	9	01 April 2003	19 January 2004