SFC Licences of KIM Hun Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carret Private Capital Limited | RE | 9 | 14 May 2018 | 15 April 2019 |
| Carret Private Capital Limited | RE | 4 | 14 May 2018 | 15 April 2019 |
| Carret Private Capital Limited | RE | 1 | 14 May 2018 | 15 April 2019 |
| QL Asset Management Company Limited | RO | 9 | 06 October 2014 | 30 April 2018 |
| QL Asset Management Company Limited | RO | 4 | 06 October 2014 | 30 April 2018 |
| QL Asset Management Company Limited | RO | 1 | 06 October 2014 | 30 April 2018 |
| Merrill Lynch Far East Limited | RO | 2 | 20 August 2010 | 02 May 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 18 May 2010 | 02 May 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 21 December 2005 | 31 December 2010 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 01 April 2003 | 02 May 2012 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch (Asia Pacific) Limited | RO | 7 | 01 April 2003 | 25 January 2005 |
| Merrill Lynch (Asia Pacific) Limited | RO | 9 | 01 April 2003 | 25 January 2005 |