SFC Licences of HUNG Kam Yu 洪錦儒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alpha Financial Group Limited 首盛資本集團有限公司 RE 1 11 February 2016
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 1 02 October 2013 30 January 2014
Emperor Securities Limited 英皇證券有限公司 RE 1 25 July 2012 25 September 2013
Emperor Futures Limited 英皇期貨有限公司 RE 2 25 July 2012 25 September 2013
Funderstone Securities Limited RE 1 20 February 2012 30 June 2012
Funderstone Futures Limited RE 2 20 February 2012 30 June 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 26 July 2010 23 May 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 24 June 2010 23 May 2011
Beijing Securities Limited 北京證券有限公司 RE 1 08 March 2010 15 June 2010
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RE 1 19 September 2009 01 October 2009
Quest Stockbrokers (HK) Limited 華輝證券有限公司 RO 1 19 March 2009 19 September 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 26 July 2007 14 February 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 15 November 2005 14 February 2009
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 16 March 2005 27 September 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 16 March 2005 27 September 2005
China Reserve Securities Limited 東儲證券有限公司 RE 1 14 July 2004 12 October 2004
Oshidori Securities Limited 威華達證券有限公司 RE 9 19 May 2004 12 July 2004
Oshidori Securities Limited 威華達證券有限公司 RE 6 19 May 2004 12 July 2004
Oshidori Securities Limited 威華達證券有限公司 RE 4 19 May 2004 12 July 2004
Oshidori Securities Limited 威華達證券有限公司 RE 1 19 May 2004 12 July 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 16 February 2004 18 May 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 16 February 2004 18 May 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 16 February 2004 18 May 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 16 February 2004 18 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 1 01 April 2003 11 February 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 9 01 April 2003 11 February 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 7 01 April 2003 11 February 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 01 April 2003 11 February 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 4 01 April 2003 11 February 2004