SFC Licences of YUNG Yiu Chung 翁耀宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 27 August 2008 | 01 October 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 27 August 2008 | 01 October 2011 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 01 April 2003 | 22 August 2008 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 22 August 2008 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 11 May 2004 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 5 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 11 May 2004 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 9 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |