SFC Licences of YAMAMOTO Masahiko

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cape Asset Management Limited 海角資產管理有限公司 RO 5 23 May 2006 07 March 2024
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 2 23 May 2006 24 July 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 5 23 May 2006 07 July 2017
Cape Asset Management Limited 海角資產管理有限公司 RO 4 01 April 2003 07 March 2024
Cape Asset Management Limited 海角資產管理有限公司 RO 9 01 April 2003 07 March 2024
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 1 01 April 2003 10 August 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 4 01 April 2003 10 August 2017
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 9 01 April 2003 10 August 2017
Cape Asset Management Limited 海角資產管理有限公司 RO 6 01 April 2003 15 October 2014
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RO 6 01 April 2003 15 October 2014