SFC Licenceholders of Cape Asset Management Limited 海角資產管理有限公司
- info@cape.com.hk
- Website
- cape.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Lap Kwan 陳立群 | RE | 5 | 12 January 2007 | 25 April 2008 |
| CHAN Lap Kwan 陳立群 | RE | 9 | 11 July 2005 | 25 April 2008 |
| CHAN Lap Kwan 陳立群 | RE | 6 | 11 July 2005 | 25 April 2008 |
| CHAN Lap Kwan 陳立群 | RE | 4 | 11 July 2005 | 25 April 2008 |
| CHAN Sai Ching 陳世清 | RE | 5 | 12 January 2007 | 31 January 2024 |
| CHAN Sai Ching 陳世清 | RE | 9 | 11 July 2005 | 31 January 2024 |
| CHAN Sai Ching 陳世清 | RE | 4 | 11 July 2005 | 31 January 2024 |
| CHAN Sai Ching 陳世清 | RE | 6 | 11 July 2005 | 15 October 2014 |
| CHAN Tze Man 陳子敏 | RE | 4 | 05 February 2009 | 27 July 2010 |
| CHAN Tze Man 陳子敏 | RE | 5 | 05 February 2009 | 27 July 2010 |
| CHAN Tze Man 陳子敏 | RE | 9 | 05 February 2009 | 27 July 2010 |
| FUJIWARA Shinya 藤原伸哉 | RO | 5 | 25 May 2006 | 31 August 2009 |
| FUJIWARA Shinya 藤原伸哉 | RO | 9 | 01 June 2005 | 31 August 2009 |
| FUJIWARA Shinya 藤原伸哉 | RO | 6 | 01 June 2005 | 31 August 2009 |
| FUJIWARA Shinya 藤原伸哉 | RO | 4 | 01 June 2005 | 31 August 2009 |
| FUKUNAGA Masato 福永真人 | RO | 5 | 23 May 2006 | 28 December 2016 |
| FUKUNAGA Masato 福永真人 | RO | 9 | 01 June 2005 | 28 December 2016 |
| FUKUNAGA Masato 福永真人 | RO | 4 | 01 June 2005 | 28 December 2016 |
| FUKUNAGA Masato 福永真人 | RO | 6 | 01 June 2005 | 15 October 2014 |
| KAM Pak Wah, Franklin 金百華 | RO | 9 | 23 December 2016 | 07 March 2024 |
| KAM Pak Wah, Franklin 金百華 | RO | 4 | 23 December 2016 | 07 March 2024 |
| KAM Pak Wah, Franklin 金百華 | RE | 9 | 18 July 2011 | 23 December 2016 |
| KAM Pak Wah, Franklin 金百華 | RE | 4 | 18 July 2011 | 23 December 2016 |
| KAY Yuen Ling, Fara 紀婉玲 | RE | 4 | 18 February 2008 | 13 May 2011 |
| KAY Yuen Ling, Fara 紀婉玲 | RE | 9 | 18 February 2008 | 13 May 2011 |
| KAY Yuen Ling, Fara 紀婉玲 | RE | 5 | 18 February 2008 | 13 May 2011 |
| LEUNG Man Wai 梁文偉 | RE | 5 | 12 January 2007 | 24 May 2011 |
| LEUNG Man Wai 梁文偉 | RE | 9 | 27 September 2005 | 24 May 2011 |
| LEUNG Man Wai 梁文偉 | RE | 6 | 27 September 2005 | 24 May 2011 |
| LEUNG Man Wai 梁文偉 | RE | 4 | 22 September 2005 | 24 May 2011 |
| LI Yan 李燕 | RE | 9 | 18 December 2008 | 19 February 2016 |
| LI Yan 李燕 | RE | 4 | 18 December 2008 | 19 February 2016 |
| LO Pui Leung 羅霈良 | RO | 5 | 09 August 2006 | 07 March 2024 |
| LO Pui Leung 羅霈良 | RO | 9 | 23 February 2006 | 07 March 2024 |
| LO Pui Leung 羅霈良 | RO | 4 | 23 February 2006 | 07 March 2024 |
| LO Pui Leung 羅霈良 | RE | 9 | 09 December 2005 | 23 February 2006 |
| OGYU Kenju 荻生謙樹 | RO | 6 | 12 December 2007 | 30 April 2008 |
| OGYU Kenju 荻生謙樹 | RO | 4 | 12 December 2007 | 30 April 2008 |
| TONG King Hang 湯景恆 | RO | 9 | 01 June 2005 | 11 July 2005 |
| TONG King Hang 湯景恆 | RO | 6 | 01 June 2005 | 11 July 2005 |
| TONG King Hang 湯景恆 | RO | 4 | 01 June 2005 | 11 July 2005 |
| YAMAMOTO Masahiko | RO | 5 | 23 May 2006 | 07 March 2024 |
| YAMAMOTO Masahiko | RO | 4 | 01 April 2003 | 07 March 2024 |
| YAMAMOTO Masahiko | RO | 9 | 01 April 2003 | 07 March 2024 |
| YAMAMOTO Masahiko | RO | 6 | 01 April 2003 | 15 October 2014 |