SFC Licences of THAM Anna Marie 譚妙芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 9 | 04 December 2023 | |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RO | 4 | 04 December 2023 | |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 9 | 20 November 2023 | 04 December 2023 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 4 | 20 November 2023 | 04 December 2023 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 | RO | 9 | 19 September 2018 | 27 June 2023 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 | RO | 4 | 19 September 2018 | 27 June 2023 |
| Triada Capital Limited | RO | 9 | 26 June 2015 | 09 March 2018 |
| Triada Capital Limited | RO | 4 | 26 June 2015 | 09 March 2018 |
| Triada Capital Limited | RE | 9 | 14 August 2013 | 26 June 2015 |
| Triada Capital Limited | RE | 4 | 14 August 2013 | 26 June 2015 |
| Deltroit (Hong Kong) Limited | RE | 9 | 31 May 2011 | 19 February 2013 |
| Deltroit (Hong Kong) Limited | RE | 4 | 31 March 2011 | 19 February 2013 |
| Deltroit (Hong Kong) Limited | RO | 9 | 08 July 2009 | 31 May 2011 |
| Deltroit (Hong Kong) Limited | RO | 4 | 08 July 2009 | 31 March 2011 |
| Deltroit (Hong Kong) Limited | RE | 9 | 31 December 2007 | 08 July 2009 |
| Deltroit (Hong Kong) Limited | RE | 4 | 31 December 2007 | 08 July 2009 |