SFC Licences of TANG Yee Yuk, Alex 鄧以旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RO | 4 | 05 July 2012 | 21 May 2019 |
| ASA Securities Limited 富國證券有限公司 | RE | 2 | 25 July 2011 | 21 May 2019 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 25 July 2011 | 21 May 2019 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 06 May 2009 | 14 April 2011 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 06 May 2009 | 14 April 2011 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 06 May 2009 | 14 April 2011 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RO | 4 | 21 September 2004 | 13 June 2011 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 April 2003 | 21 September 2004 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 6 | 01 April 2003 | 28 June 2004 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 9 | 01 April 2003 | 28 June 2004 |