SFC Licences of HO Cheuk Yuet 何綽越
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 4 | 03 January 2008 | 01 April 2009 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 1 | 03 January 2008 | 01 April 2009 |
| Redford Asset Management Limited 泓福資產管理有限公司 | RO | 9 | 31 January 2007 | 30 November 2007 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RO | 1 | 13 July 2004 | 01 February 2006 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 | RO | 4 | 12 March 2004 | 01 February 2006 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 02 June 2003 | 23 April 2004 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 June 2003 | 23 April 2004 |