SFC Licences of CHAN Chung Yan Stephen 陳中仁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 09 January 2004 | 27 October 2004 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 7 | 01 April 2003 | 03 July 2003 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 4 | 01 April 2003 | 23 June 2003 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 1 | 01 April 2003 | 23 June 2003 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 9 | 01 April 2003 | 23 June 2003 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 6 | 01 April 2003 | 23 June 2003 |