SFC Licences of LIM Wah Sai

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 9 02 May 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RO 3 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RO 5 01 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 4 01 April 2003
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RO 4 01 April 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RO 2 01 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 1 01 April 2003
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RO 9 01 April 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 6 01 April 2003 30 October 2003
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RO 9 01 April 2003 30 October 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RO 9 01 April 2003 30 October 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RO 7 01 April 2003 15 August 2003