SFC Licences of LIM Wah Sai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RO | 9 | 02 May 2007 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RO | 3 | 09 December 2003 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RO | 9 | 01 April 2003 | 30 October 2003 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RO | 6 | 01 April 2003 | 30 October 2003 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RO | 9 | 01 April 2003 | 30 October 2003 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RO | 7 | 01 April 2003 | 15 August 2003 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RO | 9 | 01 April 2003 | |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RO | 4 | 01 April 2003 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RO | 5 | 01 April 2003 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RO | 2 | 01 April 2003 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RO | 4 | 01 April 2003 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RO | 1 | 01 April 2003 |