SFC Licences of EDWARDS Christopher James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 9 | 02 June 2020 | 26 February 2021 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 5 | 02 June 2020 | 26 February 2021 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 | RO | 4 | 02 June 2020 | 26 February 2021 |
| EIP Alpha Limited | RO | 9 | 06 July 2018 | 26 February 2021 |
| EIP Alpha Limited | RO | 5 | 06 July 2018 | 26 February 2021 |
| EIP Alpha Limited | RO | 4 | 06 July 2018 | 26 February 2021 |
| EIP Alpha Limited | RE | 9 | 15 June 2015 | 06 July 2018 |
| EIP Alpha Limited | RE | 5 | 15 June 2015 | 06 July 2018 |
| EIP Alpha Limited | RE | 4 | 15 June 2015 | 06 July 2018 |
| Fortune Origin Securities Limited 富中證券有限公司 | RE | 4 | 20 January 2015 | 05 June 2015 |
| Segantii Capital Management Limited | RE | 9 | 07 July 2011 | 07 August 2012 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 18 June 2007 | 05 September 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 07 September 2006 | 05 September 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 24 July 2006 | 05 September 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 March 2005 | 23 June 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 March 2005 | 23 June 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 March 2005 | 23 June 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 March 2005 | 23 June 2006 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 03 March 2004 | 12 July 2004 |