Current licenceholders of AAB027 J.P. Morgan Broking (Hong Kong) Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
GILMAN Lisa RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 14 April 2020
XI Xinchan 席新婵 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 April 2020
KWOK Fung Kiu 郭豐僑 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 April 2020
JIANG Ning 蔣寧 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 04 March 2020
IYER Bhasker RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 February 2020
CHIEN Yow Jie RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 February 2020
HE Xue 何雪 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 February 2020
CHENG Martin Wing Hung 鄭穎衡 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 January 2020
JIANG Hai 江海 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 22 January 2020
CHEN Xinyi 陈昕怡 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 January 2020
CHEAH Sim Ee 謝心懿 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 13 January 2020
SULLIVAN James Robert RE [4] (Advising on Securities) 09 January 2020
CHU Pak Ning, Patrick 朱柏寧 RE [7] (Providing Automated Trading Services) 30 December 2019
GARG Sunil RE [4] (Advising on Securities) 27 December 2019
HUNG Yi Hsuan 洪一軒 RE [4] (Advising on Securities) 27 December 2019
QIU Jieli 邱洁麗 RE [4] (Advising on Securities) 27 December 2019
JIAO Daqi 焦大齊 RE [4] (Advising on Securities) 27 December 2019
FENG Lingtian 馮令天 RE [4] (Advising on Securities) 24 December 2019
CHEN Lin 陳林 RE [4] (Advising on Securities) 20 December 2019
AN An 安安 RE [4] (Advising on Securities) 20 December 2019
HUANG Tian 黃天 RE [4] (Advising on Securities) 20 December 2019
YANG Yuhao 楊宇豪 RE [4] (Advising on Securities) 20 December 2019
LEUNG Kai Tong 梁啟棠 RO [4] (Advising on Securities) 12 December 2019
NG Jun Jie 黃俊傑 RE [4] (Advising on Securities) 12 December 2019
CHOI Cheuk Lun 蔡卓倫 RE [4] (Advising on Securities) 12 December 2019
STAAB Alexander Florian RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 December 2019
GOEL Sudhir Nareshkumar 高蘇迪 RO [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 03 December 2019
WANG Ruosi 王若思 RE [5] (Advising on Futures Contracts) 15 November 2019
SUN Kehui RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 November 2019
TONINE-DI MEGLIO Alix Marie Victorie RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 November 2019
LAN Weibo 蘭蔚波 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 October 2019
QUANG Dani Louis Dharma RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 October 2019
SUMMERSALL Thomas Alexander RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 October 2019
PLINER Jason Michael RE [5] (Advising on Futures Contracts) 10 October 2019
DHAMI Jastej Singh RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 October 2019
TAN Ming Fung, Eric 鄧銘峰 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 October 2019
PLINER Jason Michael RE [2] (Dealing in Futures Contracts) 26 September 2019
LAI Yi-Che 賴以哲 RE [4] (Advising on Securities) 23 September 2019
YAO Qian 姚倩 RE [4] (Advising on Securities) 18 September 2019
LAVATELLI Francesco RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 September 2019
SIT Yiu Fai 薛耀暉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 06 September 2019
XIA Yufei 夏宇飛 RE [5] (Advising on Futures Contracts) 04 September 2019
HUANG Sheng-Hsiang 黃聖翔 RE [4] (Advising on Securities) 30 August 2019
WANG Ling RE [4] (Advising on Securities) 30 August 2019
XIA Yufei 夏宇飛 RE [2] (Dealing in Futures Contracts) 29 August 2019
HU Anqi 胡安祺 RE [4] (Advising on Securities) 29 August 2019
CHE Xiaoya 車晓婭 RE [4] (Advising on Securities) 28 August 2019
FLORIN Benjamin Harry RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 August 2019
XU Yifan 徐一凡 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 27 August 2019
SONG Haoze 宋昊泽 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 26 August 2019
LOCK Wing To 駱詠濤 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 August 2019
AU Kai Man 區繼文 RE [4] (Advising on Securities) 20 August 2019
CHEN Yi 陳頤 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 19 August 2019
MODI Harsh Wardhan RE [4] (Advising on Securities) 19 August 2019
SISSO Xavier Paul Axel RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 16 August 2019
CHEUNG Chung Yan 蔣頌欣 RE [4] (Advising on Securities) 12 August 2019
TSO Yun Tak 曹潤德 RE [4] (Advising on Securities) 12 August 2019
ZHANG Yashen 張亞紳 RE [4] (Advising on Securities) 09 August 2019
WONG Hoi Yin 黃凱妍 RE [4] (Advising on Securities) 09 August 2019
FU Han 付寒 RE [4] (Advising on Securities) 07 August 2019
YIN Yun 殷贇 RE [4] (Advising on Securities) 07 August 2019
ZHANG Siran 張思然 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 August 2019
O'SULLIVAN Maurice RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 August 2019
HUANG Wenyi 黃文怡 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 August 2019
LIN Shing Chun, Ambrose 連誠駿 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 August 2019
XIA Shujie 夏纾捷 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 August 2019
CHEN Xiaoheng 陈晓珩 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 August 2019
YANG Yuxuan 楊宇軒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 02 August 2019
CHEN Qi 陳祺 RE [4] (Advising on Securities) 01 August 2019
MU Lei 穆磊 RE [4] (Advising on Securities) 01 August 2019
CAI Lingfeng 蔡凌峰 RE [4] (Advising on Securities) 01 August 2019
CAI Mingzhu 蔡明珠 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 29 July 2019
CHENG Jingyi 程憬伊 RE [4] (Advising on Securities) 26 July 2019
FENG Hao 馮浩 RE [5] (Advising on Futures Contracts) 26 July 2019
CHAN Avery 陳景燊 RE [4] (Advising on Securities) 26 July 2019
TSUI Stephen Tien-wei 徐天偉 RE [4] (Advising on Securities) 26 July 2019
DANG Xuyang 党煦阳 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 17 July 2019
LI Xiao Yu 李晓宇 RE [4] (Advising on Securities) 17 July 2019
DING Binbin 丁彬彬 RE [4] (Advising on Securities) 17 July 2019
FENG Hao 馮浩 RE [2] (Dealing in Futures Contracts) 15 July 2019
ACTON Daniel Thomas RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 July 2019
WADE Simon James RE [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 12 July 2019
JIM Chi Tsun 詹子浚 RE [4] (Advising on Securities) 08 July 2019
CHAN Karl Man Ho 陳文浩 RE [4] (Advising on Securities) 08 July 2019
ONG Rui Hua, Parsley 王瑞華 RE [4] (Advising on Securities) 08 July 2019
WEI Fenghua 尉丰华 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 July 2019
WADE Simon James RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 02 July 2019
WEI Ziqing 魏子清 RE [4] (Advising on Securities) 27 June 2019
LI Yu-yun 李郁勻 RE [4] (Advising on Securities) 26 June 2019
CHEN Marvin Min-Kong 陳明康 RE [4] (Advising on Securities) 24 June 2019
TAO Di Dylon 陶迪 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 June 2019
LI Lok Hang 李洛衡 RE [4] (Advising on Securities) 21 June 2019
XU Nan 徐楠 RE [4] (Advising on Securities) 21 June 2019
KIM Dongsup 金東燮 RE [4] (Advising on Securities) 21 June 2019
WEN Yun. Rebecca 溫筠 RE [4] (Advising on Securities) 21 June 2019
YAO Cheng 姚橙 RE [4] (Advising on Securities) 21 June 2019
ZHU Haibin 朱海斌 RE [4] (Advising on Securities) 20 June 2019
ZHANG Han 張瀚 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 17 June 2019
MAOLANON Nond RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 17 June 2019
DECLIPPELEIR Olivier, Francois RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 17 June 2019
WEI Po 魏柏修 RE [4] (Advising on Securities) 11 June 2019
DARLING Scott Lee RE [4] (Advising on Securities) 11 June 2019
HILADO Maria Elena Del Rosario RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 June 2019
KIM Myungwook 金明旭 RE [4] (Advising on Securities) 11 June 2019
WHALE Patrick Xavier RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 10 June 2019
KENDALL Jason Lee RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 10 June 2019
YAN Zhichao 晏志超 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 10 June 2019
HE Peng 何鵬 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 June 2019
YIN He 尹賀 RE [4] (Advising on Securities) 20 May 2019
WU Elaine 胡伊玲 RE [4] (Advising on Securities) 20 May 2019
LEI Lai Lai, Katherine 李麗麗 RE [4] (Advising on Securities) 20 May 2019
HARIHARAN Gokul RE [4] (Advising on Securities) 20 May 2019
MUKHI Atul Kumar RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 06 May 2019
KIM Young Wook RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 April 2019
TANG Chung Shun, Isaac 鄧忠舜 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 April 2019
HON Wing Lun 韓詠麟 RE [4] (Advising on Securities) 15 March 2019
HSU Chiao Chih 許喬智 RE [4] (Advising on Securities) 15 March 2019
WONG Calvin Chee Jun 王梓隽 RE [4] (Advising on Securities) 15 March 2019
LIN Quan 林泉 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 13 March 2019
MC QUADE Ryan F RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 February 2019
LIU Zhongyi 刘众仪 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 February 2019
BELL Matthew Tresilian RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 February 2019
LAU Joseph Han Wai 劉恆瑋 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 January 2019
SO Darren Tsu Hei 蘇儲晞 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 January 2019
MALIK Osman Riaz RO [1] (Dealing in Securities), [4] (Advising on Securities) 22 January 2019
CHUNG Amy Nga Yen 鍾雅欣 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 21 January 2019
KIM Cherin RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 18 January 2019
LEE Jae Young RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 December 2018
CHOPRA Abhishek RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 December 2018
CHAN Chi Ho, Ron 陳志豪 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 30 November 2018
LEE Chang Cheng 李昌檉 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 November 2018
LUK Tsz Ming 陸梓銘 RE [5] (Advising on Futures Contracts) 05 November 2018
LEE Kam In 李錦妍 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 05 November 2018
HAN Xuyi 韩絮漪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 01 November 2018
LIU Tao 柳桃 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 October 2018
LIKASITH Pakitta RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 09 October 2018
IYER Ananthanarayan Srinivasan RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 September 2018
HIRST Linmarie RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 September 2018
CHENG Ka Yan 鄭嘉欣 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 September 2018
BRUCE Andrew Ronald RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 27 September 2018
CHEN Wenqi 陳文琦 RE [5] (Advising on Futures Contracts) 26 September 2018
AKITO Shuichi RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 September 2018
WANG Yueh-wen 王玥文 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 September 2018
BRUCE Andrew Ronald RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 10 September 2018
LIN Xinxiang, Leroy RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 September 2018
CHEN Wenqi 陳文琦 RE [2] (Dealing in Futures Contracts) 31 August 2018
TONG Lok Wai, Daniel 湯樂維 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 27 August 2018
MICHAEL Benjamin Ross Wallington RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 15 August 2018
YEUNG Yu Wai 楊宇慧 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 August 2018
PI Xiaoduo 皮小多 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 August 2018
ZHU Ting 朱汀 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 August 2018
ZHANG Yundi 张韵笛 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 August 2018
JANG Seo Young RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 16 July 2018
MO Ziqian 莫子倩 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 July 2018
SHI Jiangnan 施江南 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 July 2018
LIN Zicheng 林紫澄 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 July 2018
JUNG Su Hyun 鄭守玹 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 July 2018
SONG Yiliu 宋逸鎏 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 29 June 2018
MAK Lok Ki 麥洛琪 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 29 June 2018
CHUI Siu Ming 徐兆銘 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 25 June 2018
CHOI Jasen RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 25 June 2018
BIAN Yiran 邊亦然 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 19 June 2018
DE ANGELI Piero RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 June 2018
CHUNG Ching Yao 鍾景堯 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 04 May 2018
KOO Bon Chol RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 April 2018
TAO Suheng 陶蘇衡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 16 April 2018
BATTEN Richard Michael RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 April 2018
GU Ying 顧穎 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 April 2018
HUANG Tiancheng 黃天成 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 March 2018
ZHENG Liang 鄭靚 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 15 March 2018
SITBON Raphael Georges RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 March 2018
YIP Ping Hang 葉秉恒 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 March 2018
JI Wencheng 季文誠 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 March 2018
BUFFHAM Laura Jayne RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 March 2018
LI Yannan 李妍南 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 February 2018
MC KEOWN Darryl Patrick RO [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 15 November 2017
FORTE Francesco RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 November 2017
TSENG Chang Chun 曾長駿 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 30 October 2017
MATHUR Puneet RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 October 2017
GOEL Sudhir Nareshkumar 高蘇迪 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 10 October 2017
WONG Chun Wing 黃俊穎 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 20 September 2017
ZHANG Yici 張亦慈 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 18 September 2017
LI Hongxu 李宏旭 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 September 2017
DAS Shubhankar RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 04 September 2017
HORNG Jia-yi 洪家怡 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 September 2017
RODRIGUEZ-CANO JULIA Francisco De Borja RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 30 August 2017
ZHAI Yanni 翟彥妮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 08 August 2017
WANG Anqi 王安奇 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 07 August 2017
HO Nathan Ma 賀亞光 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 07 August 2017
TOTH Alexandra Marie RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 07 August 2017
JUNG Joong Hoon 鄭重勳 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 August 2017
DORAN Elaine Jacqueline 杜綺玲 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 18 July 2017
JIM Jessica Sze Ho 詹詩皓 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 July 2017
ZHANG YUKUN 張裕坤 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 26 June 2017
YOW Chee Kim 姚志錦 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 June 2017
JAKEWAY Craig RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 June 2017
YEUNG Chak Man Gabriel 楊澤民 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 May 2017
WHYE Jun-yuan, Andre 韋俊源 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 May 2017
DING Xueci 丁雪慈 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 04 May 2017
OW Shin Yeuan 歐欣遠 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 27 March 2017
CHEUNG Sau Chu 張秀珠 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 20 March 2017
TOM Edward 譚子平 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 13 March 2017
EVANS Stuart RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 February 2017
LIN Lylette 林佳靜 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 25 January 2017
LAU Ching Yan Ada 劉正欣 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 19 January 2017
CHEUNG Chi Cheuk, Cedric 張智卓 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 22 December 2016
LUI Kwan Kit 雷琨傑 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 22 December 2016
WILSON Duncan William Palmer RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 December 2016
DHARMA Ronny Budi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 01 December 2016
SHIU Man Yee 蕭敏怡 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 November 2016
SUCHARITKUL Arddanai Marco RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 November 2016
CHEN Stephanie RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 October 2016
FANG Fang 方芳 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 12 October 2016
BELANI Jitendra RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 11 October 2016
LUONG Sieu Quang 梁兆光 RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 06 September 2016
ZHU Xuhua 朱栩樺 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 September 2016
GORMLEY Michael Kenneth RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 September 2016
MA Li 馬力 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 18 August 2016
KIBBLE James Douglas Nash RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 18 July 2016
STEARN Nicholas Antony RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 07 July 2016
LIU Ming-Hsin 劉明鑫 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 July 2016
FLEET Matthew Roy RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 04 July 2016
KOLASA Tomasz Krzysztof RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 27 June 2016
ZHENG Hanxia 鄭寒夏 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 16 June 2016
HILLS-INGYON James Stephen RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 10 June 2016
MERCHANT Salman Akhtar RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 April 2016
WOOLTERTON Keith Alan RO [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 15 April 2016
ZHANG Harvey Yang RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 29 March 2016
MC KEOWN Darryl Patrick RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 March 2016
GIGOV Valery Slavtchev RE [7] (Providing Automated Trading Services) 21 March 2016
MAAREK Pierre, Lorn, Axel, Samuel RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 18 March 2016
MODIANO Camille RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 14 March 2016
GARG Vipul RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 February 2016
SIU Chi Tat 蕭志達 RE [7] (Providing Automated Trading Services) 22 February 2016
JIANG Yiyue 蔣億月 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 22 February 2016
LI Wanqi 李婉琪 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 22 February 2016
HOLSHEIMER Ryan Hans RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [7] (Providing Automated Trading Services) 15 January 2016
LEE Hannah Loxime 李樂心 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 05 January 2016
MAHOLO Issey Jose RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 27 November 2015
GIGOV Valery Slavtchev RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 27 November 2015
PANJABI Ashwin Mohan RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 September 2015
SERFATI Stephane David RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 18 August 2015
WOOLTERTON Keith Alan RE [4] (Advising on Securities) 03 August 2015
JUNG Chaerim 鄭彩琳 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 13 July 2015
FANG Siying 方思穎 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 July 2015
CHAN Ka Yan 陳家寅 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 July 2015
KO Ming Tung 高銘東 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 July 2015
LO Wing Ki, Vickie 羅穎琦 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 May 2015
JOHNSON Joseph Mark RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 May 2015
PAL Shomrita RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 15 May 2015
SERAFINO Mario John RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 May 2015
CORNILLE Franck Jean-Michel Roger Henri RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 May 2015
DAOU Mourad RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 23 April 2015
AN Qi 安琪 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 30 March 2015
WANG Tianyu 王天宇 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 09 March 2015
HUNG Ching Man 孔靖汶 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 26 February 2015
CARNEVALI Angelo RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 23 February 2015
MAALIKOUM Abdelouahd 馬宥德 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 16 January 2015
JAMES Benjamin Anthony RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 06 October 2014
CAO Chunan RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 September 2014
WURTZ Gregory Aaron RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 01 September 2014
CHAPMAN Daniel John RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 July 2014
SIU Chi Tat 蕭志達 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 02 May 2014
WEN Lihua 溫麗華 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 30 April 2014
BIGOS Brian T RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 April 2014
CHING Yin Man Erica 程讌雯 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 14 April 2014
LEE Tony Sai Kuen 李世權 RO [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 April 2014
CHOU Yen Hua 周讌華 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 April 2014
YANG Yi 楊昳 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 18 March 2014
CHOI Ji Yoon RE [2] (Dealing in Futures Contracts) 28 February 2014
SEO Hae Ryung 徐海鈴 RE [2] (Dealing in Futures Contracts) 19 February 2014
CHIANG Ming Zuei Charles 江明叡 RO [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 February 2014
STITT Samuel James RE [2] (Dealing in Futures Contracts) 29 January 2014
GHOSH Sankha RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 January 2014
KOHLI Ayush RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 January 2014
WANG Gu Wen 王谷文 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 21 October 2013
CHOI Ji Yoon RE [5] (Advising on Futures Contracts) 21 October 2013
STITT Samuel James RE [5] (Advising on Futures Contracts) 23 September 2013
MILTON Andrew RE [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 02 July 2013
BEL HADJ AMOR Alain Bruno RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 July 2013
ZHANG He 張賀 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 June 2013
LIU Haoshun 柳皓順 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 07 May 2013
CHEUNG Calvin Chi-chun 張子雋 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 17 January 2013
SEO Hae Ryung 徐海鈴 RE [5] (Advising on Futures Contracts) 20 August 2012
IP Vincent Wai Chung 葉維中 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 June 2012
CHU Pak Ning, Patrick 朱柏寧 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 13 April 2012
LUI Kwan Kit 雷琨傑 RE [1] (Dealing in Securities), [4] (Advising on Securities) 01 February 2012
BELL Edward Holden RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 October 2011
CHEUNG Chi Cheuk, Cedric 張智卓 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 May 2010
GARG Deepak RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 03 May 2010
DUJARI Vipul RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 18 March 2010
CHANDRAMOULI Arun RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 19 October 2009
NAKAGIRI Ryota 中桐良太 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 24 June 2009
NAKAGIRI Ryota 中桐良太 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 May 2009
HE Jia 賀嘉 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 11 September 2008
ASSOMULL Yovan Vijay RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 28 July 2008
WONG Claudio 王久昌 RE [5] (Advising on Futures Contracts) 24 June 2008
WONG Claudio 王久昌 RE [2] (Dealing in Futures Contracts) 05 June 2008
PRACEY-SMITH Robert Dowden RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 10 October 2007
TONG Lok Wai, Daniel 湯樂維 RE [1] (Dealing in Securities), [4] (Advising on Securities) 05 October 2007
GORDON Steven Barry RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 08 June 2007
WONG Nai Chun 黃乃鎮 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 10 May 2007
LI Yuen Shan 李婉珊 RE [4] (Advising on Securities) 24 April 2007
LAU On Ching, Desmond 劉安正 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 07 February 2007
LI Yuen Shan 李婉珊 RE [1] (Dealing in Securities) 14 June 2006