Current licenceholders of AAB027 J.P. Morgan Broking (Hong Kong) Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LAW Sum Yee, Purple 羅芯兒 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-04-12
LYU Yu 呂宇 RE 4 (Advising on Securities) 2021-04-07
CHIN Chiuen Chou Gabriel 陈群洲 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-04-07
GAO Yuyang 高羽洋 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-04-01
HE Yingcheng 賀鷹成 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-03-22
SHI Yafei 史雅菲 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-03-22
MATSUBARA Fuyuki RE 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2021-03-22
LEE Jungyoon RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2021-03-22
WU Jung-En 吳仲恩 RE 4 (Advising on Securities) 2021-03-22
COUTURE Audrey Juliette Muriel RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-03-15
QI Tong 齐桐 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-03-01
BHANOT Rohan RE 1 (Dealing in Securities), 4 (Advising on Securities), 7 (Providing Automated Trading Services) 2021-02-01
BANCHERDVANICH Terdsak 池文祥 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-02-01
TAN Jie-Li Brina 陳潔麗 RE 7 (Providing Automated Trading Services), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2021-01-29
BLONDIN Axel RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2021-01-25
NICHOLLS William James Roland RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2021-01-22
LI Yue 李悅 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2021-01-20
TAN Jie-Li Brina 陳潔麗 RE 1 (Dealing in Securities) 2021-01-18
WANG Zhong 王忠 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-12-23
LI Yun 黎昀 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-12-18
SU Geni 蘇格尼 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-12-14
ZHU Xue 祝雪 RE 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-12-14
WANG Siyu 王絲雨 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-11-16
ANN Gi Hong RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-11-16
PARK Yoon Hyee RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-11-13
CHOO Bee Ling, Elaine RE 5 (Advising on Futures Contracts) 2020-11-09
CHOO Bee Ling, Elaine RE 2 (Dealing in Futures Contracts) 2020-10-14
JIANG Anduo 姜安多 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-10-12
NEO Marcus Wai Siong 梁幃翔 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-10-05
WU Yibo 吴一博 RE 4 (Advising on Securities) 2020-10-05
YAN Denise RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-10-05
LIANG Zhiyuan 梁致源 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2020-09-09
ZHANG Xiao 張瀟 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-09-09
SHAHAPURKAR Nilesh RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-09-08
KONG Ying Er May 江盈儿 RO 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2020-08-31
PARK Chaeyoung RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-08-24
NAGAR Varun RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-08-24
ZHANG Yi 張易 RE 4 (Advising on Securities) 2020-08-24
MEHTA Anmol Gaurav RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-08-20
PARK Jihyun RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-08-17
ZHU Jiamin 朱佳敏 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-08-10
SORNWANEE Watchara RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-08-03
LOPEZ MURPHY Analia Elena RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-08-03
GUNASINGHE Milinda Kevin RE 5 (Advising on Futures Contracts) 2020-08-03
WONG Ming Yuk 王明旭 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-07-16
CHAUDET Marc-Antoine RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-07-15
HU Qiaolin 胡喬林 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-07-15
TAM Justin Man Ho 譚文浩 RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2020-07-02
LI Chui In 李翠妍 RE 4 (Advising on Securities) 2020-06-29
SUMMERSALL Thomas Alexander RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-06-16
SU Chang 蘇暢 RE 4 (Advising on Securities) 2020-06-12
XI Xinchan 席新婵 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-04-01
KWOK Fung Kiu 郭豐僑 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-04-01
JIANG Ning 蔣寧 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-03-04
IYER Bhasker RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-02-28
CHIEN Yow Jie RO 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2020-02-03
HE Xue 何雪 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-02-03
CHENG Martin Wing Hung 鄭穎衡 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-01-23
JIANG Hai 江海 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 7 (Providing Automated Trading Services), 4 (Advising on Securities) 2020-01-22
CHEN Xinyi 陈昕怡 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-01-15
CHEAH Sim Ee 謝心懿 RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2020-01-13
MALIK Osman Riaz RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2020-01-09
SULLIVAN James Robert RE 4 (Advising on Securities) 2020-01-09
CHU Pak Ning, Patrick 朱柏寧 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-12-30
JIAO Daqi 焦大齊 RE 4 (Advising on Securities) 2019-12-27
QIU Jieli 邱洁麗 RE 4 (Advising on Securities) 2019-12-27
GARG Sunil RE 4 (Advising on Securities) 2019-12-27
HUNG Yi Hsuan 洪一軒 RE 4 (Advising on Securities) 2019-12-27
CHOI Cheuk Lun 蔡卓倫 RE 4 (Advising on Securities) 2019-12-12
LEUNG Kai Tong 梁啟棠 RO 4 (Advising on Securities) 2019-12-12
NG Jun Jie 黃俊傑 RE 4 (Advising on Securities) 2019-12-12
STAAB Alexander Florian RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-12-06
GOEL Sudhir Nareshkumar 高蘇迪 RO 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-12-03
TUDOR Harshika Chandrakant RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-11-29
WANG Ruosi 王若思 RE 5 (Advising on Futures Contracts) 2019-11-15
SUN Kehui RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-11-01
LAN Weibo 蘭蔚波 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-10-28
QUANG Dani Louis Dharma RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-10-24
PLINER Jason Michael RE 5 (Advising on Futures Contracts) 2019-10-10
DHAMI Jastej Singh RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-10-08
TAN Ming Fung, Eric 鄧銘峰 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-10-02
PLINER Jason Michael RE 2 (Dealing in Futures Contracts) 2019-09-26
YAO Qian 姚倩 RE 4 (Advising on Securities) 2019-09-18
SIT Yiu Fai 薛耀暉 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2019-09-06
XIA Yufei 夏宇飛 RE 5 (Advising on Futures Contracts) 2019-09-04
WANG Ling RE 4 (Advising on Securities) 2019-08-30
HUANG Sheng-Hsiang 黃聖翔 RE 4 (Advising on Securities) 2019-08-30
HU Anqi 胡安祺 RE 4 (Advising on Securities) 2019-08-29
XIA Yufei 夏宇飛 RE 2 (Dealing in Futures Contracts) 2019-08-29
FLORIN Benjamin Harry RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-08-28
XU Yifan 徐一凡 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-08-27
SONG Haoze 宋昊泽 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2019-08-26
LOCK Wing To 駱詠濤 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-08-23
AU Kai Man 區繼文 RE 4 (Advising on Securities) 2019-08-20
MODI Harsh Wardhan RE 4 (Advising on Securities) 2019-08-19
CHEN Yi 陳頤 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-08-19
SISSO Xavier Paul Axel RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-08-16
CHEUNG Chung Yan 蔣頌欣 RE 4 (Advising on Securities) 2019-08-12
TSO Yun Tak 曹潤德 RE 4 (Advising on Securities) 2019-08-12
WONG Hoi Yin 黃凱妍 RE 4 (Advising on Securities) 2019-08-09
FU Han 付寒 RE 4 (Advising on Securities) 2019-08-07
YIN Yun 殷贇 RE 4 (Advising on Securities) 2019-08-07
HONG Ying Hui 方穎慧 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-08-06
HUANG Wenyi 黃文怡 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-08-05
XIA Shujie 夏纾捷 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-08-05
DE BEST Bregje Maria Gerardina RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-08-02
YANG Yuxuan 楊宇軒 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2019-08-02
CHEN Qi 陳祺 RE 4 (Advising on Securities) 2019-08-01
CAI Mingzhu 蔡明珠 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-07-29
CHAN Avery 陳景燊 RE 4 (Advising on Securities) 2019-07-26
FENG Hao 馮浩 RE 5 (Advising on Futures Contracts) 2019-07-26
TSUI Stephen Tien-wei 徐天偉 RE 4 (Advising on Securities) 2019-07-26
LI Xiao Yu 李晓宇 RE 4 (Advising on Securities) 2019-07-17
DANG Xuyang 党煦阳 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-07-17
FENG Hao 馮浩 RE 2 (Dealing in Futures Contracts) 2019-07-15
ACTON Daniel Thomas RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-07-15
WADE Simon James RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2019-07-12
JIM Chi Tsun 詹子浚 RE 4 (Advising on Securities) 2019-07-08
ONG Rui Hua, Parsley 王瑞華 RE 4 (Advising on Securities) 2019-07-08
CHAN Karl Man Ho 陳文浩 RE 4 (Advising on Securities) 2019-07-08
WEI Fenghua 尉丰华 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-07-05
WADE Simon James RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2019-07-02
WEI Ziqing 魏子清 RE 4 (Advising on Securities) 2019-06-27
LI Yu-yun 李郁勻 RE 4 (Advising on Securities) 2019-06-26
TAO Di Dylon 陶迪 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-06-24
YAO Cheng 姚橙 RE 4 (Advising on Securities) 2019-06-21
KIM Dongsup 金東燮 RE 4 (Advising on Securities) 2019-06-21
WEN Yun. Rebecca 溫筠 RE 4 (Advising on Securities) 2019-06-21
LI Lok Hang 李洛衡 RE 4 (Advising on Securities) 2019-06-21
ZHU Haibin 朱海斌 RE 4 (Advising on Securities) 2019-06-20
MAOLANON Nond RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-06-17
ZHANG Han 張瀚 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-06-17
KIM Myungwook 金明旭 RE 4 (Advising on Securities) 2019-06-11
WEI Po 魏柏修 RE 4 (Advising on Securities) 2019-06-11
KENDALL Jason Lee RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-06-10
YAN Zhichao 晏志超 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-06-10
WHALE Patrick Xavier RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities) 2019-06-10
HE Peng 何鵬 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-06-03
YIN He 尹賀 RE 4 (Advising on Securities) 2019-05-20
HARIHARAN Gokul RE 4 (Advising on Securities) 2019-05-20
LEI Lai Lai, Katherine 李麗麗 RE 4 (Advising on Securities) 2019-05-20
WU Elaine 胡伊玲 RE 4 (Advising on Securities) 2019-05-20
MUKHI Atul Kumar RE 4 (Advising on Securities), 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2019-05-06
TANG Chung Shun, Isaac 鄧忠舜 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-04-08
LEUNG Chi Man 梁治文 RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) 2019-03-26
HON Wing Lun 韓詠麟 RE 4 (Advising on Securities) 2019-03-15
MC QUADE Ryan F RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-02-14
BELL Matthew Tresilian RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-02-01
LAU Joseph Han Wai 劉恆瑋 RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-01-28
MALIK Osman Riaz RO 1 (Dealing in Securities), 4 (Advising on Securities) 2019-01-22
KIM Cherin RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2019-01-18
CHIANG Ming Zuei Charles 江明叡 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2018-12-19
LEE Jae Young RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-12-06
CHOPRA Abhishek RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-12-03
CHAN Chi Ho, Ron 陳志豪 RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-11-30
LEE Chang Cheng 李昌檉 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-11-26
KELLY Stephen Wood RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-11-21
GRIFFIN Timothy John RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-11-14
LUK Tsz Ming 陸梓銘 RE 5 (Advising on Futures Contracts) 2018-11-05
LEE Kam In 李錦妍 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-11-05
HAN Xuyi 韩絮漪 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2018-11-01
SHOEN Esben Leonard Berg RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-10-26
LIU Tao 柳桃 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-10-12
LIKASITH Pakitta RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-10-09
CHENG Ka Yan 鄭嘉欣 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-09-28
IYER Ananthanarayan Srinivasan RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-09-28
HIRST Linmarie RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-09-28
AKITO Shuichi RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-09-26
CHEN Wenqi 陳文琦 RE 5 (Advising on Futures Contracts) 2018-09-26
WANG Yueh-wen 王玥文 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-09-14
BLANCO GOMEZ Felipe RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-09-10
CHEN Wenqi 陳文琦 RE 2 (Dealing in Futures Contracts) 2018-08-31
TONG Lok Wai, Daniel 湯樂維 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-08-27
YEUNG Yu Wai 楊宇慧 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-08-15
PI Xiaoduo 皮小多 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-08-14
ZHU Ting 朱汀 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-08-06
MO Ziqian 莫子倩 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-07-12
JUNG Su Hyun 鄭守玹 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-07-03
LIN Zicheng 林紫澄 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-07-03
MAK Lok Ki 麥洛琪 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-06-29
CHUI Siu Ming 徐兆銘 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-06-25
CHOI Jasen RE 1 (Dealing in Securities), 7 (Providing Automated Trading Services), 4 (Advising on Securities) 2018-06-25
CHUNG Ching Yao 鍾景堯 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-05-04
TAO Suheng 陶蘇衡 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 7 (Providing Automated Trading Services) 2018-04-16
BATTEN Richard Michael RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2018-04-03
ZHENG Liang 鄭靚 RE 5 (Advising on Futures Contracts), 7 (Providing Automated Trading Services), 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-03-15
SITBON Raphael Georges RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-03-12
YIP Ping Hang 葉秉恒 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-03-08
JI Wencheng 季文誠 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-03-08
BUFFHAM Laura Jayne RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-03-06
LI Yannan 李妍南 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2018-02-05
OOI Pei Yi 黃培宇 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2018-01-31
MC KEOWN Darryl Patrick RO 4 (Advising on Securities), 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2017-11-15
FORTE Francesco RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-11-02
MATHUR Puneet RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-10-11
GOEL Sudhir Nareshkumar 高蘇迪 RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-10-10
WONG Chun Wing 黃俊穎 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-09-20
LI Hongxu 李宏旭 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-09-11
DAS Shubhankar RE 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2017-09-04
HORNG Jia-yi 洪家怡 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-09-01
RODRIGUEZ-CANO JULIA Francisco De Borja RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-08-30
TOTH Alexandra Marie RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 7 (Providing Automated Trading Services), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2017-08-07
WANG Anqi 王安奇 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-08-07
HO Nathan Ma 賀亞光 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-08-07
JUNG Joong Hoon 鄭重勳 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-08-01
DILLON Elaine Jacqueline 杜綺玲 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-07-18
JIM Jessica Sze Ho 詹詩皓 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-07-14
ZHANG Yukun 張裕坤 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2017-06-26
SHOEN Esben Leonard Berg RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-06-21
YOW Chee Kim 姚志錦 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-06-06
JAKEWAY Craig RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-06-01
WHYE Jun-yuan, Andre 韋俊源 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-05-11
YEUNG Chak Man Gabriel 楊澤民 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-05-11
DING Xueci 丁雪慈 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2017-05-04
OW Shin Yeuan 歐欣遠 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-03-27
CHEUNG Sau Chu 張秀珠 RE 4 (Advising on Securities), 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-03-20
TOM Edward 譚子平 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-03-13
LIN Lylette 林佳靜 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2017-01-25
LAU Ching Yan Ada 劉正欣 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2017-01-19
CHEUNG Chi Cheuk, Cedric 張智卓 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-12-22
LUI Kwan Kit 雷琨傑 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-12-22
WILSON Duncan William Palmer RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-12-12
DHARMA Ronny Budi RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2016-12-01
SHIU Man Yee 蕭敏怡 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-11-23
FANG Siying 方思穎 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-11-14
SUCHARITKUL Arddanai Marco RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-11-14
CHEN Stephanie RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-10-24
BELANI Jitendra RE 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-10-11
LUONG Sieu Quang 梁兆光 RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-09-06
GORMLEY Michael Kenneth RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-09-01
KIBBLE James Douglas Nash RO 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-07-18
STEARN Nicholas Antony RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-07-07
LIU Ming-Hsin 劉明鑫 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-07-05
FLEET Matthew Roy RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-07-04
KOLASA Tomasz Krzysztof RE 4 (Advising on Securities), 1 (Dealing in Securities), 7 (Providing Automated Trading Services) 2016-06-27
ZHENG Hanxia 鄭寒夏 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-06-16
HILLS-INGYON James Stephen RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-06-10
MERCHANT Salman Akhtar RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-04-28
WOOLTERTON Keith Alan RO 7 (Providing Automated Trading Services), 1 (Dealing in Securities) 2016-04-15
ZHANG Harvey Yang RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-03-29
MC KEOWN Darryl Patrick RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-03-24
GIGOV Valery Slavtchev RE 7 (Providing Automated Trading Services) 2016-03-21
MAAREK Pierre, Lorn, Axel, Samuel RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2016-03-18
MODIANO Camille RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2016-03-14
GARG Vipul RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-02-23
LI Wanqi 李婉琪 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2016-02-22
SIU Chi Tat 蕭志達 RE 7 (Providing Automated Trading Services) 2016-02-22
JIANG Yiyue 蔣億月 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-02-22
HOLSHEIMER Ryan Hans RO 7 (Providing Automated Trading Services), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-01-15
LEE Hannah Loxime 李樂心 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2016-01-05
GIGOV Valery Slavtchev RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-11-27
MAHOLO Issey Jose RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-11-27
PANJABI Ashwin Mohan RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-09-01
SERFATI Stephane David RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-08-18
WOOLTERTON Keith Alan RE 4 (Advising on Securities) 2015-08-03
FANG Siying 方思穎 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2015-07-09
CHAN Ka Yan 陳家寅 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-07-08
KO Ming Tung 高銘東 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-07-02
LO Wing Ki, Vickie 羅穎琦 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-05-26
JOHNSON Joseph Mark RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-05-15
PAL Shomrita RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-05-15
SERAFINO Mario John RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-05-14
CORNILLE Franck Jean-Michel Roger Henri RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-05-11
DAOU Mourad RE 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2015-04-23
AN Qi 安琪 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-03-30
WANG Tianyu 王天宇 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-03-09
HUNG Ching Man 孔靖汶 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-02-26
CARNEVALI Angelo RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-02-23
MAALIKOUM Abdelouahd 馬宥德 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2015-01-16
JAMES Benjamin Anthony RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2014-10-06
WURTZ Gregory Aaron RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-09-01
CHAPMAN Daniel John RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2014-07-28
SIU Chi Tat 蕭志達 RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2014-05-02
WEN Lihua 溫麗華 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2014-04-30
CHING Yin Man Erica 程讌雯 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2014-04-14
BIGOS Brian T RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2014-04-14
LEE Tony Sai Kuen 李世權 RO 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2014-04-03
CHOU Yen Hua 周讌華 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2014-04-02
YANG Yi 楊昳 RE 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 4 (Advising on Securities), 2 (Dealing in Futures Contracts) 2014-03-18
CHOI Ji Yoon RE 2 (Dealing in Futures Contracts) 2014-02-28
SEO Hae Ryung 徐海鈴 RE 2 (Dealing in Futures Contracts) 2014-02-19
CHIANG Ming Zuei Charles 江明叡 RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2014-02-11
STITT Samuel James RE 2 (Dealing in Futures Contracts) 2014-01-29
YU Gregory Hock-ken 余學勤 RO 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2014-01-27
GHOSH Sankha RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2014-01-24
CHOI Ji Yoon RE 5 (Advising on Futures Contracts) 2013-10-21
WANG Gu Wen 王谷文 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2013-10-21
STITT Samuel James RE 5 (Advising on Futures Contracts) 2013-09-23
LEUNG Kit Ling, Lydia 梁潔靈 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2013-07-29
MILTON Andrew RE 7 (Providing Automated Trading Services), 1 (Dealing in Securities), 4 (Advising on Securities) 2013-07-02
BEL HADJ AMOR Alain Bruno RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2013-07-02
ZHANG He 張賀 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2013-06-03
LIU Haoshun 柳皓順 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2013-05-07
CHEUNG Calvin Chi-chun 張子雋 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2013-01-17
SEO Hae Ryung 徐海鈴 RE 5 (Advising on Futures Contracts) 2012-08-20
PIN Man Lan 卞文蘭 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2012-07-04
IP Vincent Wai Chung 葉維中 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2012-06-01
CHU Pak Ning, Patrick 朱柏寧 RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2012-04-13
NAITO Kazuma 內藤一真 RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2012-04-13
LUI Kwan Kit 雷琨傑 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2012-02-01
BELL Edward Holden RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2011-10-03
CHEUNG Chi Cheuk, Cedric 張智卓 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2010-05-10
GARG Deepak RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2010-05-03
ZAO Audrey 邵志佳 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2010-03-29
DUJARI Vipul RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2010-03-18
CHANDRAMOULI Arun RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2009-10-19
HE Jia 賀嘉 RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2008-09-11
ASSOMULL Yovan Vijay RE 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) 2008-07-28
WONG Claudio 王久昌 RE 5 (Advising on Futures Contracts) 2008-06-24
WONG Claudio 王久昌 RE 2 (Dealing in Futures Contracts) 2008-06-05
PRACEY-SMITH Robert Dowden RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2007-10-10
TONG Lok Wai, Daniel 湯樂維 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2007-10-05
GORDON Steven Barry RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2007-06-08
LI Yuen Shan 李婉珊 RE 4 (Advising on Securities) 2007-04-24
LAU On Ching, Desmond 劉安正 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2007-02-07
LI Yuen Shan 李婉珊 RE 1 (Dealing in Securities) 2006-06-14