SFC Licences of CHAN Che Kan 陳自勤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 5 02 February 2018 25 March 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 4 02 February 2018 25 March 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 2 02 February 2018 25 March 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 02 February 2018 25 March 2019
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 15 February 2011 21 May 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 15 February 2011 21 May 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 February 2011 21 May 2012
BOCI Securities Limited 中銀國際證券有限公司 RE 2 19 January 2010 24 July 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 September 2007 24 July 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 06 September 2007 24 July 2010
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 26 April 2006 01 November 2006
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 4 29 November 2005 22 May 2006