SFC Licences of CHAN Che Kan 陳自勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 5 | 02 February 2018 | 25 March 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 02 February 2018 | 25 March 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 February 2018 | 25 March 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 February 2018 | 25 March 2019 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 February 2011 | 21 May 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 February 2011 | 21 May 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 February 2011 | 21 May 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 19 January 2010 | 24 July 2010 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 September 2007 | 24 July 2010 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 September 2007 | 24 July 2010 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 26 April 2006 | 01 November 2006 |
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 | RE | 4 | 29 November 2005 | 22 May 2006 |