SFC Licences of KWAI Yee Man, Ida 桂綺雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 02 March 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 02 March 2009
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 RE 2 26 February 2004 01 March 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 18 September 2003 01 March 2009
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 9 01 April 2003 06 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 06 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 06 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 06 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 06 September 2003
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 06 September 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 April 2003 06 September 2003
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 5 01 April 2003 06 September 2003