SFC Licences of CHOW Suet Mui 周雪梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 16 April 2009 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 09 May 2007 | 12 September 2008 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 May 2007 | 12 September 2008 |