SFC Licenceholders of Taiping Securities (HK) Co Limited 太平証券(香港)有限公司

Email
tpgroup.tpfh.compliance@tpfh.cntaiping.com
Website
www.tpfh.cntaiping.com/tc

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
AU-YEUNG Sau Chun 歐陽秀珍 RE 1 01 April 2003 20 July 2016
AU-YEUNG Sau Chun 歐陽秀珍 RE 7 01 April 2003 22 August 2003
AU-YEUNG Sau Chun 歐陽秀珍 RE 9 01 April 2003 30 September 2003
AU-YEUNG Sau Chun 歐陽秀珍 RE 4 01 April 2003 30 September 2003
AU-YEUNG Sau Chun 歐陽秀珍 RE 6 01 April 2003 30 September 2003
AU-YEUNG Sau Kuen 歐陽綉娟 RE 1 02 August 2016
CHAN Fai 陳輝 RE 1 13 April 2021
CHAN Fai 陳輝 RO 1 01 April 2003 13 April 2021
CHAN Fai 陳輝 RO 6 01 April 2003 15 September 2003
CHAN Fai 陳輝 RO 9 01 April 2003 15 September 2003
CHAN Fai 陳輝 RO 7 01 April 2003 22 August 2003
CHAN Fai 陳輝 RO 4 01 April 2003 15 September 2003
CHAN Ka Ho 陳家豪 RO 1 12 April 2021 11 July 2023
CHAN Ka Ho 陳家豪 RE 1 26 February 2021 12 April 2021
CHAN Kwok On 陳國安 RE 6 01 April 2003 30 September 2003
CHAN Kwok On 陳國安 RE 9 01 April 2003 30 September 2003
CHAN Kwok On 陳國安 RE 4 01 April 2003 30 September 2003
CHAN Kwok On 陳國安 RE 7 01 April 2003 22 August 2003
CHAN Kwok On 陳國安 RE 1 01 April 2003
CHAN Ling Fung 陳凌峰 RE 1 26 January 2023
CHAN Man Sum, Ivan 陳文深 RE 1 14 January 2014 31 January 2014
CHAN Ramand Wai Ming 陳湋銘 RE 1 12 February 2015 05 January 2016
CHAN Sin Ming 陳羨明 RE 7 01 April 2003 22 August 2003
CHAN Sin Ming 陳羨明 RE 9 01 April 2003 30 September 2003
CHAN Sin Ming 陳羨明 RE 4 01 April 2003 30 September 2003
CHAN Sin Ming 陳羨明 RE 6 01 April 2003 30 September 2003
CHAN Sin Ming 陳羨明 RE 1 01 April 2003
CHAN Wai Lun 陳韋倫 RE 1 07 August 2018 01 March 2020
CHAN Wing She 陳泳樞 RE 1 20 October 2009
CHAN Wing Sze 陳穎施 RE 1 03 January 2011 03 June 2014
CHAN Yik Lun 陳奕倫 RE 1 13 April 2007 16 August 2008
CHANG Kin Fung 張建峰 RE 1 01 June 2011 23 May 2016
CHAU Ah Man 周亞曼 RE 1 14 November 2005
CHAU Man Ting 周文婷 RE 1 18 June 2009 15 May 2018
CHEN Clarence Soon Yuan 陳松源 RE 1 10 May 2013 02 July 2013
CHEN Ximing 陳熙銘 RO 1 26 October 2023
CHEN Ximing 陳熙銘 RE 1 31 March 2016 26 October 2023
CHEN Ximing 陳熙銘 RE 1 15 December 2015 31 December 2015
CHEN Yung, Lawrence 鄭勇 RE 1 14 November 2013 07 April 2014
CHENG Lau Shui 鄭流水 RE 1 24 April 2003 31 March 2022
CHENG Lau Shui 鄭流水 RE 9 24 April 2003 30 September 2003
CHENG Lau Shui 鄭流水 RE 6 24 April 2003 30 September 2003
CHENG Lau Shui 鄭流水 RE 4 24 April 2003 30 September 2003
CHENG Shing 鄭勝 RE 1 23 December 2009 17 February 2011
CHEUNG Chi Man 張志文 RE 1 01 April 2003 23 May 2022
CHEUNG Chi Man 張志文 RE 4 01 April 2003 30 September 2003
CHEUNG Chi Man 張志文 RE 9 01 April 2003 30 September 2003
CHEUNG Chi Man 張志文 RE 6 01 April 2003 30 September 2003
CHEUNG Chi Man 張志文 RE 7 01 April 2003 22 August 2003
CHEUNG Chi Ying, Dannis 張志英 RE 1 01 April 2003 25 August 2018
CHEUNG Chi Ying, Dannis 張志英 RE 7 01 April 2003 22 August 2003
CHEUNG Chi Ying, Dannis 張志英 RE 9 01 April 2003 30 September 2003
CHEUNG Chi Ying, Dannis 張志英 RE 4 01 April 2003 30 September 2003
CHEUNG Chi Ying, Dannis 張志英 RE 6 01 April 2003 30 September 2003
CHEUNG Shing Chun 張珹畯 RE 1 27 August 2021
CHEUNG Tsz Pan 張梓斌 RE 1 01 December 2021 09 December 2022
CHEUNG Wai Ho, Michael 張偉豪 RE 1 09 June 2010
CHOW Kin 周健 RE 1 05 January 2010 01 July 2016
CHOW Suet Mui 周雪梅 RE 1 16 April 2009
CHOY Hoi Yan 蔡凱茵 RE 1 23 April 2015 31 May 2018
CHU Sing Lung 朱星龍 RE 1 02 March 2023
CHU Yuen Fung 朱遠峰 RE 1 07 January 2011 28 May 2013
CHUA Heung Fei 蔡香菲 RE 1 27 September 2007
CHUANG Wing Keung 莊永強 RE 1 28 September 2020 15 January 2024
DONG Yuhang 董宇航 RE 1 18 January 2022
FAN Luying 范璐瑩 RE 1 16 October 2019 31 January 2021
FANG Wai 方偉 RO 1 04 November 2020 12 December 2022
FANG Wai 方偉 RE 1 26 September 2019 04 November 2020
FU Chi Kin 傅志堅 RE 1 28 December 2009 01 July 2016
FUNG Cheung Nui 馮祥女 RE 1 07 April 2016
FUNG Cheung Nui 馮祥女 RE 1 01 April 2003 01 April 2008
FUNG Cheung Nui 馮祥女 RE 6 01 April 2003 11 June 2003
FUNG Cheung Nui 馮祥女 RE 4 01 April 2003 11 June 2003
FUNG Cheung Nui 馮祥女 RE 7 01 April 2003 22 August 2003
FUNG Cheung Nui 馮祥女 RE 9 01 April 2003 11 June 2003
FUNG Shu Sum 馮樹森 RE 1 21 August 2020 01 October 2023
FUNG Shu Sum 馮樹森 RO 1 15 November 2019 21 August 2020
FUNG Shu Sum 馮樹森 RE 1 01 April 2003 15 November 2019
FUNG Shu Sum 馮樹森 RE 6 01 April 2003 30 September 2003
FUNG Shu Sum 馮樹森 RE 4 01 April 2003 30 September 2003
FUNG Shu Sum 馮樹森 RE 9 01 April 2003 30 September 2003
FUNG Shu Sum 馮樹森 RE 7 01 April 2003 22 August 2003
FUNG Siu Lai, Florence 馮紹麗 RE 1 04 February 2010 16 June 2011
FUNG Suk Yee 馮淑儀 RE 1 26 November 2007
GAO Yuan 高遠 RE 1 31 July 2018 01 July 2020
GO Elena 吳清清 RE 1 15 November 2010
GUO Qi 郭琦 RE 1 21 January 2014 27 June 2015
GUO Rongjun 郭榮君 RE 1 10 May 2013 03 August 2018
HAN Jiguang 韓繼光 RE 1 08 December 2022
HUANG Wai He 黃煒賀 RE 1 03 January 2011 31 January 2012
HUI Hoi An 許海晏 RE 1 18 January 2007 15 May 2012
HUI Keung 許強 RE 1 27 September 2022
HUNG Ka Fung 洪家鋒 RE 1 11 July 2007 11 May 2009
IU Tat Sang 余達生 RE 7 01 April 2003 22 August 2003
IU Tat Sang 余達生 RE 4 01 April 2003 30 September 2003
IU Tat Sang 余達生 RE 6 01 April 2003 30 September 2003
IU Tat Sang 余達生 RE 9 01 April 2003 30 September 2003
IU Tat Sang 余達生 RE 1 01 April 2003
KONG Ka Chun 江嘉進 RE 1 25 May 2007 27 August 2012
KUNG Yu Hang 龔宇亨 RE 1 19 May 2023
KWOK Ching Pang 郭程鵬 RE 1 16 November 2016 11 January 2017
KWOK Ka Lai 郭家禮 RE 1 20 February 2008 09 October 2011
KWOK Siu Ying 郭小英 RE 1 01 April 2003 04 June 2020
KWOK Siu Ying 郭小英 RE 6 01 April 2003 11 June 2003
KWOK Siu Ying 郭小英 RE 9 01 April 2003 11 June 2003
KWOK Siu Ying 郭小英 RE 4 01 April 2003 11 June 2003
KWOK Siu Ying 郭小英 RE 7 01 April 2003 22 August 2003
LAI Chi Wai 賴志偉 RE 1 06 July 2015 13 October 2018
LAI Chi Wai 賴志偉 RE 1 28 August 2012 19 September 2013
LAI Chun Wa 黎俊華 RE 1 12 November 2008 14 August 2010
LAI Kwok Yin 黎國賢 RE 1 01 April 2003 27 April 2015
LAI Kwok Yin 黎國賢 RE 4 01 April 2003 30 September 2003
LAI Kwok Yin 黎國賢 RE 9 01 April 2003 30 September 2003
LAI Kwok Yin 黎國賢 RE 6 01 April 2003 30 September 2003
LAI Kwok Yin 黎國賢 RE 7 01 April 2003 22 August 2003
LAM Wo Shan 林和山 RE 7 01 April 2003 22 August 2003
LAM Wo Shan 林和山 RE 9 01 April 2003 30 September 2003
LAM Wo Shan 林和山 RE 4 01 April 2003 30 September 2003
LAM Wo Shan 林和山 RE 6 01 April 2003 30 September 2003
LAM Wo Shan 林和山 RE 1 01 April 2003
LAU Wai Tung 劉偉東 RE 1 08 August 2022 15 August 2023
LAU Yim Fong 劉艷芳 RE 1 26 June 2007 01 February 2024
LAW Tsz Shing 羅子成 RE 1 26 May 2022 02 November 2022
LAW Tsz Shing 羅子成 RO 1 02 November 2022
LEE Bing Lun 李炳倫 RO 1 01 April 2003 13 December 2005
LEE Bing Lun 李炳倫 RO 4 01 April 2003 15 September 2003
LEE Bing Lun 李炳倫 RO 9 01 April 2003 15 September 2003
LEE Bing Lun 李炳倫 RO 6 01 April 2003 15 September 2003
LEE Bing Lun 李炳倫 RO 7 01 April 2003 22 August 2003
LEE Choi 李財 RO 1 01 April 2003 23 July 2016
LEE Choi 李財 RO 7 01 April 2003 22 August 2003
LEE Choi 李財 RO 9 01 April 2003 15 September 2003
LEE Choi 李財 RO 6 01 April 2003 15 September 2003
LEE Choi 李財 RO 4 01 April 2003 15 September 2003
LEE Hok Swie 李學瑞 RE 1 01 April 2003 03 March 2015
LEE Hok Swie 李學瑞 RE 9 01 April 2003 30 September 2003
LEE Hok Swie 李學瑞 RE 6 01 April 2003 30 September 2003
LEE Hok Swie 李學瑞 RE 4 01 April 2003 30 September 2003
LEE Hok Swie 李學瑞 RE 7 01 April 2003 22 August 2003
LEE Kwok Lung 李國龍 RE 1 01 April 2003 18 February 2006
LEE Kwok Lung 李國龍 RE 7 01 April 2003 22 August 2003
LEE Kwok Lung 李國龍 RE 6 01 April 2003 30 September 2003
LEE Kwok Lung 李國龍 RE 4 01 April 2003 30 September 2003
LEE Kwok Lung 李國龍 RE 9 01 April 2003 30 September 2003
LEE Wai Yee 李惠儀 RO 1 07 December 2004 01 January 2016
LEE Wai Yee 李惠儀 RE 1 01 April 2003 07 December 2004
LEE Wai Yee 李惠儀 RE 7 01 April 2003 22 August 2003
LEE Wai Yee 李惠儀 RE 9 01 April 2003 30 September 2003
LEE Wai Yee 李惠儀 RE 4 01 April 2003 30 September 2003
LEE Wai Yee 李惠儀 RE 6 01 April 2003 30 September 2003
LEE Yan Yan, Noel 李恩恩 RE 1 26 July 2013 31 January 2014
LEE Yin King 李賢景 RE 7 01 April 2003 22 August 2003
LEE Yin King 李賢景 RE 9 01 April 2003 11 June 2003
LEE Yin King 李賢景 RE 4 01 April 2003 11 June 2003
LEE Yin King 李賢景 RE 6 01 April 2003 11 June 2003
LEE Yin King 李賢景 RE 1 01 April 2003
LEUNG Lai Sha 梁麗沙 RE 1 01 April 2003 23 May 2022
LEUNG Lai Sha 梁麗沙 RE 4 01 April 2003 30 September 2003
LEUNG Lai Sha 梁麗沙 RE 6 01 April 2003 30 September 2003
LEUNG Lai Sha 梁麗沙 RE 7 01 April 2003 22 August 2003
LEUNG Lai Sha 梁麗沙 RE 9 01 April 2003 30 September 2003
LEUNG Lok Sui 梁樂緒 RE 9 01 April 2003 30 September 2003
LEUNG Lok Sui 梁樂緒 RE 4 01 April 2003 30 September 2003
LEUNG Lok Sui 梁樂緒 RE 6 01 April 2003 30 September 2003
LEUNG Lok Sui 梁樂緒 RE 7 01 April 2003 22 August 2003
LEUNG Lok Sui 梁樂緒 RE 1 01 April 2003
LI Jian 李健 RE 1 21 September 2020
LI Wing Chung, Calvin 李穎聰 RE 6 01 April 2003 30 September 2003
LI Wing Chung, Calvin 李穎聰 RE 9 01 April 2003 30 September 2003
LI Wing Chung, Calvin 李穎聰 RE 4 01 April 2003 30 September 2003
LI Wing Chung, Calvin 李穎聰 RE 7 01 April 2003 22 August 2003
LI Wing Chung, Calvin 李穎聰 RE 1 01 April 2003
LI Xudong 李旭東 RE 1 14 October 2014 13 December 2016
LI Ying Kit 李英傑 RE 1 17 April 2015 23 June 2015
LIANG Yue 梁悦 RE 1 13 July 2022
LIN Nan 林楠 RE 1 08 December 2022
LIN Zhe 林哲 RE 1 17 December 2021 21 July 2023
LIU Fei 劉菲 RE 1 29 January 2020 08 May 2021
LIU Pik Kuen 廖碧娟 RE 1 20 April 2006
LIU Qiaosong 劉喬松 RE 1 02 July 2014 12 April 2019
LIU Xiaoxin 劉曉鑫 RE 1 31 August 2015 12 December 2016
LO Wai Ming 盧偉明 RO 1 25 June 2008 23 April 2019
LO Wai Ming 盧偉明 RE 1 01 April 2003 25 June 2008
LO Wai Ming 盧偉明 RE 7 01 April 2003 22 August 2003
LO Wai Ming 盧偉明 RE 4 01 April 2003 30 September 2003
LO Wai Ming 盧偉明 RE 9 01 April 2003 30 September 2003
LO Wai Ming 盧偉明 RE 6 01 April 2003 30 September 2003
LUI Kam Fai 呂金輝 RO 1 30 August 2013 17 December 2020
LUI Kam Fai 呂金輝 RE 1 01 April 2003 30 August 2013
LUI Kam Fai 呂金輝 RE 6 01 April 2003 11 June 2003
LUI Kam Fai 呂金輝 RE 9 01 April 2003 11 June 2003
LUI Kam Fai 呂金輝 RE 4 01 April 2003 11 June 2003
LUI Kam Fai 呂金輝 RE 7 01 April 2003 22 August 2003
MA Ka Lai 馬嘉麗 RE 9 01 April 2003 30 September 2003
MA Ka Lai 馬嘉麗 RE 4 01 April 2003 30 September 2003
MA Ka Lai 馬嘉麗 RE 7 01 April 2003 22 August 2003
MA Ka Lai 馬嘉麗 RE 6 01 April 2003 30 September 2003
MA Ka Lai 馬嘉麗 RE 1 01 April 2003
NG Kwai Yee 吳桂儀 RE 1 03 June 2021 02 May 2023
NG Kwai Yee 吳桂儀 RE 1 17 April 2015 15 July 2020
SEE-TO Wai Ning, Susanna 司徒慧玲 RE 4 01 April 2003 30 September 2003
SEE-TO Wai Ning, Susanna 司徒慧玲 RE 9 01 April 2003 30 September 2003
SEE-TO Wai Ning, Susanna 司徒慧玲 RE 7 01 April 2003 22 August 2003
SEE-TO Wai Ning, Susanna 司徒慧玲 RE 6 01 April 2003 30 September 2003
SEE-TO Wai Ning, Susanna 司徒慧玲 RE 1 01 April 2003
SHAU King Ping 仇景平 RE 1 04 March 2022 14 September 2022
SONG Tianxiao 宋天晓 RE 1 24 June 2014 26 December 2015
SZE Tin Chee 施天賜 RE 1 14 February 2006
SZE Wai Wang 史偉宏 RE 1 14 May 2009 15 September 2014
TANG Ching Man, Cally 鄧靜文 RE 1 01 April 2003 15 June 2022
TANG Ching Man, Cally 鄧靜文 RE 7 01 April 2003 22 August 2003
TANG Ching Man, Cally 鄧靜文 RE 6 01 April 2003 30 September 2003
TANG Ching Man, Cally 鄧靜文 RE 4 01 April 2003 30 September 2003
TANG Ching Man, Cally 鄧靜文 RE 9 01 April 2003 30 September 2003
TANG Ho Chung 鄧浩驄 RE 1 01 April 2003 14 July 2004
TANG Ho Chung 鄧浩驄 RE 9 01 April 2003 30 September 2003
TANG Ho Chung 鄧浩驄 RE 6 01 April 2003 30 September 2003
TANG Ho Chung 鄧浩驄 RE 4 01 April 2003 30 September 2003
TANG Ho Chung 鄧浩驄 RE 7 01 April 2003 22 August 2003
TANG Kwai Ming 鄧貴銘 RE 1 01 April 2003 01 July 2016
TANG Kwai Ming 鄧貴銘 RE 9 01 April 2003 30 September 2003
TANG Kwai Ming 鄧貴銘 RE 6 01 April 2003 30 September 2003
TANG Kwai Ming 鄧貴銘 RE 4 01 April 2003 30 September 2003
TANG Kwai Ming 鄧貴銘 RE 7 01 April 2003 22 August 2003
TANG Wah Yiu 鄧華耀 RE 1 01 April 2003 16 December 2006
TANG Wah Yiu 鄧華耀 RE 4 01 April 2003 30 September 2003
TANG Wah Yiu 鄧華耀 RE 6 01 April 2003 30 September 2003
TANG Wah Yiu 鄧華耀 RE 9 01 April 2003 30 September 2003
TANG Wah Yiu 鄧華耀 RE 7 01 April 2003 22 August 2003
TSANG Tak Sing 曾德成 RE 1 09 July 2007 09 June 2008
TSUI Hok Pan 徐學彬 RE 1 04 March 2022
WANG Dawei 王大衛 RE 1 28 October 2015 16 March 2017
WANG Jia 王嘉 RE 1 29 October 2020 05 January 2022
WANG Yu 汪郁 RE 1 23 December 2022 02 March 2023
WANG Yu 汪郁 RO 1 28 December 2017 23 December 2022
WANG Zhen 王鎮 RE 1 26 June 2017 10 March 2020
WONG Chi Ching 黃智清 RE 1 27 May 2014 06 May 2017
WONG Ching Wah 黃靖驊 RE 1 22 April 2009 24 April 2010
WONG Chui Chung 汪翠松 RE 1 19 April 2013 31 January 2014
WONG Chun Wah 黃振華 RE 1 13 September 2010
WONG Ka Ho 黃家豪 RE 1 27 April 2021 03 June 2021
WONG Kam Wah 黃錦華 RE 1 01 April 2003 12 January 2016
WONG Kam Wah 黃錦華 RE 4 01 April 2003 30 September 2003
WONG Kam Wah 黃錦華 RE 6 01 April 2003 30 September 2003
WONG Kam Wah 黃錦華 RE 9 01 April 2003 30 September 2003
WONG Kam Wah 黃錦華 RE 7 01 April 2003 22 August 2003
WONG Kin San 黃健新 RE 1 04 November 2021 16 December 2022
WONG Ngai Wai 黃毅偉 RE 1 24 April 2003
WONG Ngai Wai 黃毅偉 RE 4 24 April 2003 30 September 2003
WONG Ngai Wai 黃毅偉 RE 6 24 April 2003 30 September 2003
WONG Ngai Wai 黃毅偉 RE 9 24 April 2003 30 September 2003
WONG Pui Ying 黃珮瑛 RE 1 01 April 2003 23 May 2022
WONG Pui Ying 黃珮瑛 RE 7 01 April 2003 22 August 2003
WONG Pui Ying 黃珮瑛 RE 4 01 April 2003 11 June 2003
WONG Pui Ying 黃珮瑛 RE 9 01 April 2003 11 June 2003
WONG Pui Ying 黃珮瑛 RE 6 01 April 2003 11 June 2003
WONG Siu Kit, Kelvin 黃少傑 RE 1 15 October 2019 17 November 2023
WONG Wai Kin 黃偉健 RE 1 03 June 2021 09 June 2021
WONG Yuen Kwan 王玄坤 RE 1 28 December 2007 01 July 2016
WU Chi Hung 胡志雄 RO 1 01 April 2003 23 November 2010
WU Chi Hung 胡志雄 RO 4 01 April 2003 15 September 2003
WU Chi Hung 胡志雄 RO 7 01 April 2003 22 August 2003
WU Chi Hung 胡志雄 RO 9 01 April 2003 15 September 2003
WU Jun Tung 胡震東 RE 1 11 November 2013 03 August 2018
WU Kit Yee, April 胡潔儀 RE 1 03 September 2013
WU Kwun Tung 胡冠東 RE 1 04 November 2021 26 August 2023
WU Xiaozheng 吳小征 RE 1 11 June 2020 04 December 2020
XIE Kaicong 謝開聰 RO 1 23 November 2020 30 June 2023
XIE Kaicong 謝開聰 RE 1 05 November 2020 23 November 2020
XU Shiqi 徐詩琪 RE 1 07 February 2022 11 May 2023
XU Xuemin 徐雪敏 RE 1 06 April 2022 16 August 2023
YEUNG Suet Hung 楊雪紅 RE 1 01 April 2003 01 November 2013
YEUNG Suet Hung 楊雪紅 RE 6 01 April 2003 30 September 2003
YEUNG Suet Hung 楊雪紅 RE 9 01 April 2003 30 September 2003
YEUNG Suet Hung 楊雪紅 RE 4 01 April 2003 30 September 2003
YEUNG Suet Hung 楊雪紅 RE 7 01 April 2003 22 August 2003
YIP Chi Ching 葉志清 RE 1 01 April 2003 19 April 2024
YIP Chi Ching 葉志清 RE 4 01 April 2003 30 September 2003
YIP Chi Ching 葉志清 RE 6 01 April 2003 30 September 2003
YIP Chi Ching 葉志清 RE 7 01 April 2003 22 August 2003
YIP Chi Ching 葉志清 RE 9 01 April 2003 30 September 2003
YIU Loi Man 姚來文 RO 1 14 October 2009 30 May 2012
YIU Wai Wah 姚偉華 RE 1 07 September 2011 01 May 2013
YIU Yin Man 姚燕雯 RE 1 11 December 2017 01 June 2021
YU Luming 余路明 RO 1 02 April 2013 22 April 2016
YUNG Kwan Mun 容群滿 RE 1 04 February 2013 01 December 2014
ZENG Shusheng 曾朮生 RE 1 18 October 2021 28 June 2023
ZHANG Jiangfan 張江帆 RO 1 02 March 2023
ZHANG Shenglin 張晟霖 RE 1 07 April 2022
ZHAO Zhejin 趙哲津 RE 1 31 March 2021 01 September 2021
ZOU Miao 鄒淼 RE 1 09 September 2021