SFC Licences of YUEN Soo Ping 袁素萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 16 September 2004 | 21 February 2018 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RE | 1 | 01 April 2003 | 16 September 2004 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RE | 6 | 01 April 2003 | 18 August 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RE | 9 | 01 April 2003 | 18 August 2003 |
| Chekiang First Securities Co. Limited 浙江第一證券有限公司 | RE | 4 | 01 April 2003 | 18 August 2003 |