SFC Licences of YU Yat Ming, Peter 余日明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 | RE | 1 | 18 January 2017 | 13 March 2017 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 29 September 2016 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 28 June 2004 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 28 June 2004 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 28 June 2004 |