SFC Licences of HO Kwok Leung 何國良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 13 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 30 August 2012 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 June 2012 30 May 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 June 2012 02 October 2017
Beevest Securities Limited 蜂投證券有限公司 RE 1 01 February 2008 31 May 2012
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 18 September 2007 23 January 2008
Celestial Commodities Limited 時富商品有限公司 RE 2 25 May 2007 05 September 2007
Celestial Securities Limited 時富證券有限公司 RE 1 25 May 2007 05 September 2007
Delta Asia Securities Limited 滙業證券有限公司 RE 1 01 April 2003 30 April 2007
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 01 April 2003 30 April 2007
Delta Asia Securities Limited 滙業證券有限公司 RE 4 01 April 2003 27 October 2003
Delta Asia Securities Limited 滙業證券有限公司 RE 6 01 April 2003 27 October 2003
Delta Asia Securities Limited 滙業證券有限公司 RE 7 01 April 2003 27 October 2003
Delta Asia Securities Limited 滙業證券有限公司 RE 9 01 April 2003 27 October 2003
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 01 April 2003 27 October 2003
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 9 01 April 2003 27 October 2003
Sun Delta Securities Limited 匯業三陽證券有限公司 RE 9 01 April 2003 18 September 2003
Sun Delta Securities Limited 匯業三陽證券有限公司 RE 6 01 April 2003 18 September 2003
Sun Delta Securities Limited 匯業三陽證券有限公司 RE 4 01 April 2003 18 September 2003
Sun Delta Securities Limited 匯業三陽證券有限公司 RE 1 01 April 2003 18 September 2003