SFC Licences of HO Kwok Leung 何國良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 13 June 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 August 2012 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 June 2012 | 30 May 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 June 2012 | 02 October 2017 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 01 February 2008 | 31 May 2012 |
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 18 September 2007 | 23 January 2008 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 25 May 2007 | 05 September 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 25 May 2007 | 05 September 2007 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 30 April 2007 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 2 | 01 April 2003 | 30 April 2007 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 27 October 2003 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 27 October 2003 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 27 October 2003 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 27 October 2003 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 5 | 01 April 2003 | 27 October 2003 |
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 | RE | 9 | 01 April 2003 | 27 October 2003 |
Sun Delta Securities Limited 匯業三陽證券有限公司 | RE | 9 | 01 April 2003 | 18 September 2003 |
Sun Delta Securities Limited 匯業三陽證券有限公司 | RE | 6 | 01 April 2003 | 18 September 2003 |
Sun Delta Securities Limited 匯業三陽證券有限公司 | RE | 4 | 01 April 2003 | 18 September 2003 |
Sun Delta Securities Limited 匯業三陽證券有限公司 | RE | 1 | 01 April 2003 | 18 September 2003 |