SFC Licences of TING Wai Wan 丁慧雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huaxin Futures Limited 華信期貨有限公司 | RO | 2 | 10 November 2015 | 08 September 2017 |
Wakestar Advisors Limited 基閾顧問有限公司 | RO | 9 | 15 December 2010 | 31 December 2011 |
CES International Commodities (HK) Limited | RE | 2 | 12 December 2008 | 01 December 2010 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 12 December 2008 | 01 December 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 12 December 2008 | 01 December 2010 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 2 | 01 April 2003 | 30 April 2007 |
ABN AMRO Clearing Hong Kong Limited | RE | 1 | 01 April 2003 | 30 April 2007 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 7 | 01 April 2003 | 03 March 2005 |
ABN AMRO Clearing Hong Kong Limited | RE | 7 | 01 April 2003 | 03 March 2005 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 5 | 01 April 2003 | 15 February 2005 |
ABN AMRO Clearing (Futures) Hong Kong Limited | RE | 9 | 01 April 2003 | 15 February 2005 |
ABN AMRO Clearing Hong Kong Limited | RE | 4 | 01 April 2003 | 15 February 2005 |