SFC Licenceholders of ABN AMRO Clearing Hong Kong Limited
- compliance.hk@abnamroclearing.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BENNETT Alex John | RO | 2 | 03 May 2018 | |
| BENNETT Alex John | RO | 1 | 03 May 2018 | |
| BENNETT Andrew | RE | 1 | 06 March 2008 | 05 November 2008 |
| BENNETT Andrew | RE | 2 | 06 March 2008 | 05 November 2008 |
| CHAN Hing Yip, Bryan 陳慶業 | RE | 2 | 28 April 2004 | 26 April 2005 |
| CHAN Hing Yip, Bryan 陳慶業 | RE | 1 | 28 April 2004 | 26 April 2005 |
| CHAN Tsz Chung 陳子聰 | RE | 1 | 05 October 2023 | |
| CHEN Michael Moon Fee | RE | 1 | 25 September 2006 | 30 April 2008 |
| CHENG Chak Yuen, Joseph Billy 鄭澤元 | RE | 1 | 16 May 2003 | 30 September 2015 |
| CHENG Chak Yuen, Joseph Billy 鄭澤元 | RE | 2 | 16 May 2003 | 30 September 2015 |
| CHENG Lufeng 成陸峰 | RE | 2 | 06 October 2022 | |
| CHENG Lufeng 成陸峰 | RE | 1 | 06 October 2022 | |
| CHEUNG Ka Ho, Louis 張嘉豪 | RE | 2 | 04 July 2003 | 30 March 2006 |
| CHEUNG Ka Ho, Louis 張嘉豪 | RE | 1 | 04 July 2003 | 30 March 2006 |
| CHIU Chi Hoi 趙之海 | RE | 1 | 16 March 2005 | 30 March 2006 |
| CORNELISSEN Ramon Sebastiaan | RE | 2 | 30 June 2015 | 23 May 2016 |
| CORNELISSEN Ramon Sebastiaan | RE | 1 | 30 June 2015 | 23 May 2016 |
| CUI Jiayi 崔家宜 | RE | 1 | 08 May 2023 | |
| DODD Simon John 鄧世文 | RO | 2 | 05 September 2018 | 26 February 2021 |
| DODD Simon John 鄧世文 | RO | 1 | 05 September 2018 | 26 February 2021 |
| FUNG Chi Kin 馮志堅 | RE | 1 | 01 February 2007 | 01 May 2015 |
| HILGERS Paul Wilhelm | RE | 1 | 29 January 2007 | 29 December 2007 |
| HO Io Fong 何耀楓 | RE | 2 | 15 November 2010 | 31 January 2015 |
| HO Io Fong 何耀楓 | RE | 1 | 15 November 2010 | 31 January 2015 |
| HO Io Fong 何耀楓 | RE | 2 | 19 November 2007 | 01 September 2010 |
| HO Io Fong 何耀楓 | RE | 1 | 01 April 2003 | 01 September 2010 |
| HO Io Fong 何耀楓 | RE | 7 | 01 April 2003 | 03 March 2005 |
| HO Io Fong 何耀楓 | RE | 4 | 01 April 2003 | 15 February 2005 |
| KEMPERS Kaz | RO | 2 | 16 October 2017 | 29 March 2018 |
| KEMPERS Kaz | RO | 1 | 16 October 2017 | 29 March 2018 |
| KEMPERS Kaz | RE | 2 | 24 March 2011 | 16 October 2017 |
| KEMPERS Kaz | RE | 1 | 24 March 2011 | 16 October 2017 |
| KU-MARTIN Rina, Man Sai 顧旻茜 | RO | 2 | 05 November 2020 | |
| KU-MARTIN Rina, Man Sai 顧旻茜 | RO | 1 | 05 November 2020 | |
| KU-MARTIN Rina, Man Sai 顧旻茜 | RE | 1 | 19 June 2018 | 05 November 2020 |
| KU-MARTIN Rina, Man Sai 顧旻茜 | RE | 2 | 19 June 2018 | 05 November 2020 |
| KWOK Cheung 郭翔 | RE | 2 | 16 November 2007 | 01 January 2008 |
| KWOK Cheung 郭翔 | RE | 1 | 23 July 2007 | 01 January 2008 |
| LAU Ching Ca 劉政伽 | RE | 1 | 10 July 2009 | 02 September 2015 |
| LAU Ching Ca 劉政伽 | RE | 2 | 10 July 2009 | 02 September 2015 |
| LAU Hei Yeung 劉曦陽 | RE | 1 | 21 May 2021 | 27 August 2021 |
| LAU Hei Yeung 劉曦陽 | RE | 2 | 21 May 2021 | 27 August 2021 |
| LEE Christopher Mark | RE | 2 | 17 February 2011 | 01 October 2014 |
| LEE Christopher Mark | RE | 1 | 17 February 2011 | 01 October 2014 |
| LEE Man Fat, Samuel 李萬發 | RE | 1 | 01 April 2003 | 05 November 2004 |
| LEE Man Fat, Samuel 李萬發 | RE | 4 | 01 April 2003 | 05 November 2004 |
| LEE Man Fat, Samuel 李萬發 | RE | 7 | 01 April 2003 | 05 November 2004 |
| LEE Pak Ling 李栢寧 | RE | 1 | 05 March 2018 | |
| LEUNG Ying Kwan 梁英均 | RE | 2 | 05 August 2015 | 01 February 2018 |
| LEUNG Ying Kwan 梁英均 | RE | 1 | 05 August 2015 | 01 February 2018 |
| LI Yan Huen 李潤壎 | RE | 1 | 19 November 2004 | 03 March 2005 |
| LO Hung Ki 盧洪基 | RO | 2 | 25 June 2003 | 30 September 2015 |
| LO Hung Ki 盧洪基 | RO | 1 | 25 June 2003 | 30 September 2015 |
| LO Hung Ki 盧洪基 | RO | 7 | 25 June 2003 | 03 March 2005 |
| LO Hung Ki 盧洪基 | RE | 7 | 01 April 2003 | 25 June 2003 |
| LO Hung Ki 盧洪基 | RE | 1 | 01 April 2003 | 25 June 2003 |
| LO Hung Ki 盧洪基 | RE | 4 | 01 April 2003 | 16 May 2003 |
| LOUIE Wai Tat 呂煒達 | RE | 1 | 19 October 2005 | 10 January 2006 |
| MCLEOD Angus Mcarthur | RE | 1 | 03 November 2014 | 19 December 2014 |
| MIEDEMA Jeldert | RE | 1 | 13 November 2017 | 16 March 2018 |
| PANG Ka Kon, Stephen 彭嘉幹 | RE | 2 | 28 November 2006 | 15 January 2007 |
| PANG Ka Kon, Stephen 彭嘉幹 | RO | 1 | 29 December 2005 | 15 January 2007 |
| PANG Ka Kon, Stephen 彭嘉幹 | RE | 1 | 22 November 2005 | 29 December 2005 |
| PARKER Barry Neil | RO | 2 | 25 October 2017 | 31 December 2022 |
| PARKER Barry Neil | RO | 1 | 25 October 2017 | 31 December 2022 |
| PARKER Barry Neil | RO | 1 | 30 January 2007 | 01 March 2015 |
| PARKER Barry Neil | RO | 2 | 04 August 2005 | 01 March 2015 |
| PEALLING Paul Michael Alfred | RO | 2 | 16 November 2007 | |
| PEALLING Paul Michael Alfred | RO | 1 | 16 November 2007 | |
| PEALLING Paul Michael Alfred | RE | 2 | 01 February 2007 | 16 November 2007 |
| PEALLING Paul Michael Alfred | RE | 1 | 01 February 2007 | 16 November 2007 |
| POON Chung Keung 潘宗強 | RE | 1 | 03 November 2014 | 31 August 2017 |
| ROBERTS Jordan | RE | 2 | 04 October 2018 | |
| ROBERTS Jordan | RE | 1 | 04 October 2018 | |
| ROSSI Valerie | RO | 2 | 19 July 2022 | |
| ROSSI Valerie | RE | 2 | 30 November 2017 | 19 July 2022 |
| ROSSI Valerie | RO | 1 | 30 November 2017 | |
| ROSSI Valerie | RE | 1 | 03 November 2014 | 30 November 2017 |
| ROY Raunak 羅伊亮 | RE | 1 | 29 January 2021 | 27 December 2021 |
| ROY Raunak 羅伊亮 | RE | 2 | 29 January 2021 | 27 December 2021 |
| SIN Hiu Fung 冼曉楓 | RE | 2 | 17 May 2022 | |
| SIN Hiu Fung 冼曉楓 | RE | 1 | 17 May 2022 | |
| STEVENS Anthony Hewitt | RE | 1 | 01 April 2003 | 13 March 2007 |
| STEVENS Anthony Hewitt | RE | 7 | 01 April 2003 | 03 March 2005 |
| STEVENS Anthony Hewitt | RE | 4 | 01 April 2003 | 20 December 2004 |
| SUNG Yee Ling, Elaine 宋綺玲 | RE | 2 | 16 November 2007 | 08 March 2013 |
| SUNG Yee Ling, Elaine 宋綺玲 | RE | 1 | 01 April 2003 | 08 March 2013 |
| SUNG Yee Ling, Elaine 宋綺玲 | RE | 7 | 01 April 2003 | 03 March 2005 |
| SUNG Yee Ling, Elaine 宋綺玲 | RE | 4 | 01 April 2003 | 20 December 2004 |
| TAM Kwok Cheung 譚國章 | RE | 1 | 30 July 2003 | 25 October 2006 |
| TING Wai Wan 丁慧雲 | RE | 1 | 01 April 2003 | 30 April 2007 |
| TING Wai Wan 丁慧雲 | RE | 7 | 01 April 2003 | 03 March 2005 |
| TING Wai Wan 丁慧雲 | RE | 4 | 01 April 2003 | 15 February 2005 |
| TORCHETTI Nico | RE | 2 | 07 May 2008 | 28 May 2008 |
| TORCHETTI Nico | RE | 1 | 07 May 2008 | 28 May 2008 |
| TORCHETTI Nico | RO | 2 | 10 October 2005 | 07 May 2008 |
| TORCHETTI Nico | RO | 1 | 25 May 2005 | 07 May 2008 |
| TORCHETTI Nico | RE | 2 | 25 May 2005 | 10 October 2005 |
| TORCHETTI Nico | RE | 1 | 14 December 2004 | 25 May 2005 |
| VAN DIEST Robertus Johannes | RO | 1 | 01 April 2003 | 07 July 2003 |
| VAN DIEST Robertus Johannes | RO | 2 | 01 April 2003 | 07 July 2003 |
| VAN DIEST Robertus Johannes | RO | 5 | 01 April 2003 | 07 July 2003 |
| VAN DIEST Robertus Johannes | RO | 7 | 01 April 2003 | 07 July 2003 |
| WEST David Neil | RO | 2 | 15 February 2007 | |
| WEST David Neil | RO | 1 | 15 February 2007 | |
| WHEELER Michael James | RE | 1 | 01 April 2003 | 29 December 2007 |
| WHEELER Michael James | RE | 7 | 01 April 2003 | 03 March 2005 |
| WHEELER Michael James | RE | 4 | 01 April 2003 | 20 December 2004 |
| WINKEL Robert Wilhelm | RE | 1 | 30 May 2018 | 15 June 2018 |
| WONG Ho Kan 黃浩謹 | RE | 1 | 15 December 2021 | |
| WONG Ho Kan 黃浩謹 | RE | 2 | 15 December 2021 | |
| WONG Yee Ming, Lecky 王義明 | RE | 2 | 24 March 2011 | |
| WONG Yee Ming, Lecky 王義明 | RE | 1 | 24 March 2011 | |
| WONG Yik 黃奕 | RE | 2 | 11 August 2004 | 09 October 2008 |
| WONG Yik 黃奕 | RE | 1 | 11 August 2004 | 09 October 2008 |
| WU Meng Hwa 吳明華 | RE | 2 | 26 January 2023 | |
| WU Meng Hwa 吳明華 | RE | 1 | 26 January 2023 | |
| YANG Chun Wai 楊振威 | RE | 1 | 06 January 2005 | 16 June 2005 |
| YEUNG Chau Kwong, Henry 楊就廣 | RE | 1 | 01 April 2003 | 20 August 2003 |
| YEUNG Chau Kwong, Henry 楊就廣 | RE | 4 | 01 April 2003 | 20 August 2003 |
| YEUNG Chau Kwong, Henry 楊就廣 | RE | 7 | 01 April 2003 | 20 August 2003 |
| YIP Mei Sheung 葉美嫦 | RE | 1 | 29 February 2016 | |
| YIP Mei Sheung 葉美嫦 | RE | 2 | 29 February 2016 | |
| YONG Pang Teck 楊邦德 | RO | 2 | 01 April 2003 | 29 November 2005 |
| YONG Pang Teck 楊邦德 | RO | 1 | 01 April 2003 | 29 November 2005 |
| YONG Pang Teck 楊邦德 | RO | 7 | 01 April 2003 | 03 March 2005 |
| YONG Pang Teck 楊邦德 | RO | 5 | 01 April 2003 | 03 March 2005 |
| YONG Pang Teck 楊邦德 | RO | 4 | 01 April 2003 | 03 March 2005 |