SFC Licences of HEUNG Wing Fai 香榮輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 21 December 2009 | |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 01 April 2003 | 19 December 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 01 April 2003 | 08 June 2005 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 6 | 01 April 2003 | 08 June 2005 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 9 | 01 April 2003 | 28 December 2004 |