SFC Licences of TSOI Ting Sze 蔡婷思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aletheia Analyst Network Limited | RO | 4 | 15 October 2019 | |
| Aletheia Technologies Limited | RO | 4 | 09 February 2015 | 04 June 2021 |
| Aletheia Technologies Limited | RE | 4 | 25 June 2012 | 09 February 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 July 2010 | 27 February 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 July 2003 | 30 June 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 22 July 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 25 June 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 25 June 2003 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 25 June 2003 |