SFC Licences of MOK Yuk Sze 莫若詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 27 January 2006 | 31 December 2013 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 02 February 2004 | 17 May 2005 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 9 | 01 April 2003 | 17 April 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 April 2003 | 17 April 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 April 2003 | 17 April 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 April 2003 | 17 April 2003 |