SFC Licences of CHEUNG Kwok Yuen 張國源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Alliance Asset Management Limited 同人資産管理有限公司	RO	9	19 June 2019
Alliance Asset Management Limited 同人資産管理有限公司	RE	9	11 June 2019	19 June 2019
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RO	9	20 March 2019	06 June 2019
Innovation Asset Management Co., Limited 鼎新資產管理有限公司	RE	9	18 March 2019	20 March 2019
Luminous Asset Management (HK) Limited	RO	9	20 September 2016	20 February 2019
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	08 February 2011	14 December 2012
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	1	08 February 2011	14 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	1	08 February 2011	14 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	4	04 June 2009	01 January 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	05 October 2006	26 June 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	05 October 2006	26 June 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	4	11 September 2006	26 June 2008
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	4	01 April 2003	01 September 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	9	01 April 2003	13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	6	01 April 2003	13 October 2003