SFC Licences of CHEUNG Kwok Yuen 張國源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alliance Asset Management Limited 同人資産管理有限公司 RO 9 19 June 2019
Alliance Asset Management Limited 同人資産管理有限公司 RE 9 11 June 2019 19 June 2019
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RO 9 20 March 2019 06 June 2019
Innovation Asset Management Co., Limited 鼎新資產管理有限公司 RE 9 18 March 2019 20 March 2019
Luminous Asset Management (HK) Limited RO 9 20 September 2016 20 February 2019
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 08 February 2011 14 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 08 February 2011 14 December 2012
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 08 February 2011 14 December 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 04 June 2009 01 January 2011
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 05 October 2006 26 June 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 05 October 2006 26 June 2008
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 11 September 2006 26 June 2008
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 01 September 2006
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003