SFC Licences of HO Wai Hung Joannes 何偉雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 21 September 2023 | |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 26 February 2021 | 18 August 2021 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 26 February 2021 | 18 August 2021 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 26 February 2021 | 18 August 2021 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 08 June 2016 | 07 April 2017 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 08 June 2016 | 07 April 2017 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 01 April 2003 | 31 October 2003 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 01 April 2003 | 31 October 2003 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 6 | 01 April 2003 | 31 October 2003 |