SFC Licenceholders of UCAP Securities (HK) Limited 佑聯證券有限公司
- jaffy.ng@ucap.com.hk
- Website
- www.ucap.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ching Fong 陳靜芳 | RE | 1 | 11 September 2020 | 28 February 2023 |
| CHAN Ching Fong 陳靜芳 | RE | 4 | 11 September 2020 | 28 February 2023 |
| CHAN Ching Fong 陳靜芳 | RE | 9 | 11 September 2020 | 28 February 2023 |
| CHEN Keng Chia 陳畊嘉 | RE | 1 | 10 November 2020 | 02 February 2022 |
| CHEN Keng Chia 陳畊嘉 | RE | 4 | 16 December 2020 | 02 February 2022 |
| CHEN Keng Chia 陳畊嘉 | RE | 9 | 16 December 2020 | 02 February 2022 |
| CHIU Yee Wan 趙依允 | RO | 9 | 27 April 2021 | 22 September 2023 |
| CHIU Yee Wan 趙依允 | RE | 1 | 15 January 2021 | 27 April 2021 |
| CHIU Yee Wan 趙依允 | RE | 4 | 15 January 2021 | 27 April 2021 |
| CHIU Yee Wan 趙依允 | RE | 9 | 15 January 2021 | 27 April 2021 |
| CHIU Yee Wan 趙依允 | RO | 1 | 27 April 2021 | 22 September 2023 |
| CHIU Yee Wan 趙依允 | RO | 4 | 27 April 2021 | 22 September 2023 |
| CHOI Hong Jit Christopher 蔡匡哲 | RE | 9 | 10 August 2023 | 31 August 2023 |
| CHOI Hong Jit Christopher 蔡匡哲 | RE | 1 | 10 August 2023 | 31 August 2023 |
| CHOI Hong Jit Christopher 蔡匡哲 | RE | 4 | 10 August 2023 | 31 August 2023 |
| HAU Jacquelynne 侯潔慈 | RE | 1 | 07 October 2022 | |
| HAU Jacquelynne 侯潔慈 | RE | 4 | 07 October 2022 | |
| HAU Jacquelynne 侯潔慈 | RE | 9 | 07 October 2022 | |
| HO Hoi Tung 何凱棟 | RO | 1 | 05 August 2020 | 03 May 2021 |
| HO Hoi Tung 何凱棟 | RO | 4 | 05 August 2020 | 03 May 2021 |
| HO Hoi Tung 何凱棟 | RO | 9 | 05 August 2020 | 03 May 2021 |
| HO Taine Ting Hin 何廷軒 | RE | 1 | 30 September 2020 | 31 March 2021 |
| HO Taine Ting Hin 何廷軒 | RE | 4 | 05 November 2020 | 31 March 2021 |
| HO Taine Ting Hin 何廷軒 | RE | 9 | 05 November 2020 | 31 March 2021 |
| HO Wai Hung Joannes 何偉雄 | RE | 9 | 26 February 2021 | 18 August 2021 |
| HO Wai Hung Joannes 何偉雄 | RE | 4 | 26 February 2021 | 18 August 2021 |
| HO Wai Hung Joannes 何偉雄 | RE | 1 | 26 February 2021 | 18 August 2021 |
| HU Chien-hsiu 胡建修 | RE | 1 | 05 November 2020 | 01 February 2021 |
| HU Chien-hsiu 胡建修 | RE | 4 | 05 November 2020 | 01 February 2021 |
| HU Chien-hsiu 胡建修 | RE | 9 | 05 November 2020 | 01 February 2021 |
| HUANG Jen-te 黃仁德 | RE | 9 | 11 February 2021 | 30 April 2024 |
| HUANG Jen-te 黃仁德 | RE | 4 | 11 February 2021 | 30 April 2024 |
| HUANG Jen-te 黃仁德 | RE | 1 | 11 February 2021 | 30 April 2024 |
| HUANG Po Jui 黃柏睿 | RE | 1 | 29 October 2020 | |
| HUANG Po Jui 黃柏睿 | RE | 4 | 29 October 2020 | |
| HUANG Po Jui 黃柏睿 | RE | 9 | 29 October 2020 | |
| HUANG Shao-po 黃少伯 | RE | 9 | 04 June 2021 | 29 February 2024 |
| HUANG Shao-po 黃少伯 | RE | 1 | 04 June 2021 | 29 February 2024 |
| HUANG Shao-po 黃少伯 | RE | 4 | 04 June 2021 | 29 February 2024 |
| HUANG Yi-nung 黃憶農 | RE | 9 | 27 September 2023 | 06 November 2023 |
| HUANG Yi-nung 黃憶農 | RE | 4 | 27 September 2023 | 06 November 2023 |
| HUANG Yi-nung 黃憶農 | RE | 1 | 27 September 2023 | 06 November 2023 |
| HUNG Pei Ling 洪珮玲 | RE | 1 | 17 September 2021 | 30 June 2022 |
| HUNG Pei Ling 洪珮玲 | RE | 4 | 17 September 2021 | 30 June 2022 |
| HUNG Pei Ling 洪珮玲 | RE | 9 | 17 September 2021 | 30 June 2022 |
| IP Wing Shan 葉詠珊 | RE | 1 | 13 May 2021 | |
| IP Wing Shan 葉詠珊 | RE | 4 | 13 May 2021 | |
| IP Wing Shan 葉詠珊 | RE | 9 | 13 May 2021 | |
| JIANG Yue 江月 | RE | 9 | 04 March 2021 | 23 October 2021 |
| JIANG Yue 江月 | RE | 4 | 04 March 2021 | 23 October 2021 |
| JIANG Yue 江月 | RE | 1 | 04 March 2021 | 23 October 2021 |
| KWOK Yin Ching 郭賢菁 | RE | 9 | 29 November 2021 | |
| KWOK Yin Ching 郭賢菁 | RE | 1 | 29 November 2021 | |
| KWOK Yin Ching 郭賢菁 | RE | 4 | 29 November 2021 | |
| LEUNG Man Tat 梁文達 | RO | 9 | 05 August 2020 | 30 September 2021 |
| LEUNG Man Tat 梁文達 | RO | 4 | 05 August 2020 | 30 September 2021 |
| LEUNG Man Tat 梁文達 | RO | 1 | 05 August 2020 | 30 September 2021 |
| LEUNG Wai Shan 梁慧姍 | RE | 1 | 14 January 2021 | 01 October 2022 |
| LEUNG Wai Shan 梁慧姍 | RE | 4 | 14 January 2021 | 01 October 2022 |
| LEUNG Wai Shan 梁慧姍 | RE | 9 | 14 January 2021 | 01 October 2022 |
| LI Tsz Kiu Cherry 李紫喬 | RE | 1 | 14 October 2020 | 28 February 2023 |
| LI Tsz Kiu Cherry 李紫喬 | RE | 4 | 14 October 2020 | 28 February 2023 |
| LI Tsz Kiu Cherry 李紫喬 | RE | 9 | 08 March 2021 | 28 February 2023 |
| LIM Dae Hyuck 任大赫 | RE | 1 | 26 April 2021 | 30 November 2022 |
| LIM Dae Hyuck 任大赫 | RE | 4 | 26 April 2021 | 30 November 2022 |
| LIM Dae Hyuck 任大赫 | RE | 9 | 02 June 2021 | 30 November 2022 |
| LIO Ka Wai 廖伽偉 | RE | 9 | 30 September 2020 | |
| LIO Ka Wai 廖伽偉 | RE | 4 | 30 September 2020 | |
| LIO Ka Wai 廖伽偉 | RE | 1 | 30 September 2020 | |
| NG Wai Kit 伍偉傑 | RE | 1 | 29 August 2023 | 11 September 2023 |
| NG Wai Kit 伍偉傑 | RE | 9 | 29 August 2023 | 11 September 2023 |
| NG Wai Kit 伍偉傑 | RO | 1 | 11 September 2023 | |
| NG Wai Kit 伍偉傑 | RO | 4 | 11 September 2023 | |
| NG Wai Kit 伍偉傑 | RO | 9 | 11 September 2023 | |
| NG Wai Kit 伍偉傑 | RE | 4 | 29 August 2023 | 11 September 2023 |
| NG Wai Man 吳偉民 | RO | 1 | 27 September 2021 | |
| NG Wai Man 吳偉民 | RO | 4 | 27 September 2021 | |
| NG Wai Man 吳偉民 | RO | 9 | 27 September 2021 | |
| NG Wai Man 吳偉民 | RE | 4 | 14 May 2021 | 27 September 2021 |
| NG Wai Man 吳偉民 | RE | 9 | 14 May 2021 | 27 September 2021 |
| SHEN Chia Hui 沈佳慧 | RE | 4 | 22 July 2022 | 26 August 2022 |
| SHEN Chia Hui 沈佳慧 | RE | 1 | 22 July 2022 | 26 August 2022 |
| SHEN Chia Hui 沈佳慧 | RE | 9 | 22 July 2022 | 26 August 2022 |
| STODDARD Andrew Yung-Tai | RE | 9 | 24 February 2021 | |
| STODDARD Andrew Yung-Tai | RE | 4 | 24 February 2021 | |
| STODDARD Andrew Yung-Tai | RE | 1 | 24 February 2021 | |
| TSANG Maggie Man-Ying 曾敏瑩 | RE | 1 | 08 November 2022 | 06 August 2023 |
| TSANG Maggie Man-Ying 曾敏瑩 | RE | 4 | 08 November 2022 | 06 August 2023 |
| TSANG Maggie Man-Ying 曾敏瑩 | RE | 9 | 08 November 2022 | 06 August 2023 |
| TSANG Marisa See-man 曾詩敏 | RE | 4 | 20 October 2020 | |
| TSANG Marisa See-man 曾詩敏 | RE | 1 | 20 October 2020 | |
| TSANG Marisa See-man 曾詩敏 | RE | 9 | 20 October 2020 | |
| TU Wen-chi 凃文棋 | RE | 1 | 15 July 2021 | 31 October 2023 |
| TU Wen-chi 凃文棋 | RE | 4 | 15 July 2021 | 31 October 2023 |
| TU Wen-chi 凃文棋 | RE | 9 | 15 July 2021 | 31 October 2023 |
| WONG Chun Lang, Johann 黃俊朗 | RE | 4 | 10 November 2023 | |
| WONG Chun Lang, Johann 黃俊朗 | RE | 1 | 10 November 2023 | |
| WONG Chun Lang, Johann 黃俊朗 | RE | 9 | 10 November 2023 | |
| WONG Sau Yip 黃守業 | RE | 4 | 14 June 2022 | |
| WONG Sau Yip 黃守業 | RE | 1 | 17 March 2022 | |
| WONG Sau Yip 黃守業 | RE | 9 | 14 June 2022 | |
| YEUNG Sin Ting 楊倩婷 | RE | 9 | 08 April 2021 | 22 August 2021 |
| YEUNG Sin Ting 楊倩婷 | RE | 4 | 08 April 2021 | 22 August 2021 |
| YEUNG Sin Ting 楊倩婷 | RE | 1 | 08 April 2021 | 22 August 2021 |