SFC Licences of KOO George Chen Yu 顧震宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 9 | 19 June 2019 | 24 February 2023 |
| Wells Fargo Securities Asia Limited | RO | 6 | 18 March 2015 | 24 March 2023 |
| Wells Fargo Securities Asia Limited | RO | 4 | 18 March 2015 | 24 March 2023 |
| Wells Fargo Securities Asia Limited | RO | 1 | 18 March 2015 | 24 March 2023 |
| Wells Fargo Securities Asia Limited | RE | 6 | 04 April 2014 | 18 March 2015 |
| Wells Fargo Securities Asia Limited | RE | 4 | 04 April 2014 | 18 March 2015 |
| Wells Fargo Securities Asia Limited | RE | 1 | 04 April 2014 | 18 March 2015 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 December 2010 | 01 January 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 December 2010 | 01 January 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 April 2003 | 06 June 2006 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 April 2003 | 06 June 2006 |