SFC Licences of POON Po Lan 潘寶蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 July 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 July 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 2 24 October 2017 29 June 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 1 23 March 2016 29 June 2018
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 07 July 2015 29 February 2016
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 4 27 August 2010 13 May 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 10 March 2008 13 May 2015
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RO 9 07 September 2006 10 March 2008
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 RE 9 23 January 2006 07 September 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 04 January 2006 10 January 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 5 04 January 2006 10 January 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 04 January 2006 10 January 2006
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 01 November 2005 10 January 2006
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 20 September 2005 27 October 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 01 April 2003 27 July 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 01 April 2003 08 March 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 01 April 2003 08 March 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 6 01 April 2003 01 March 2005