SFC Licences of LEE Chong Shan 李創山

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 11 March 2013
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 11 March 2013
Rifa Futures Limited 日發期貨有限公司 RE 2 20 July 2012 01 March 2013
Rifa Securities Limited 日發證券有限公司 RE 1 20 July 2012 01 March 2013
Rifa Futures Limited 日發期貨有限公司 RE 2 06 August 2009 01 February 2012
Rifa Securities Limited 日發證券有限公司 RE 1 06 August 2009 01 February 2012
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 February 2006 01 August 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 February 2006 01 August 2009
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 07 October 2005 01 August 2009
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 07 October 2005 01 August 2009
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 26 May 2003 30 September 2005
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 22 May 2003 30 September 2005
First Shanghai Futures Limited 第一上海期貨有限公司 RE 7 26 May 2003 05 September 2003
First Shanghai Securities Limited 第一上海證券有限公司 RE 7 26 May 2003 02 September 2003