SFC Licences of CHIU Lai Ling, Shirley 趙玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ICBC International Securities Limited 工銀國際證券有限公司	RO	1	20 July 2015	06 November 2015
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RO	9	03 December 2014	06 November 2015
ICBC International Asset Management Limited 工銀國際資產管理有限公司	RO	4	03 December 2014	06 November 2015
ICBC International Futures Limited 工銀國際期貨有限公司	RE	2	03 December 2014	06 November 2015
ICBC International Securities Limited 工銀國際證券有限公司	RE	2	25 August 2014	06 November 2015
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	25 August 2014	20 July 2015
Crosby Securities Limited 高誠證券有限公司	RO	9	06 March 2013	31 March 2014
Crosby Securities Limited 高誠證券有限公司	RO	4	06 March 2013	31 March 2014
Crosby Securities Limited 高誠證券有限公司	RO	1	06 March 2013	31 March 2014
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司	RE	9	31 December 2011	28 September 2012
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司	RE	4	31 December 2011	28 September 2012
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司	RO	9	06 July 2006	31 December 2011
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司	RO	4	06 July 2006	31 December 2011
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司	RE	9	27 May 2005	06 July 2006
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司	RE	4	27 May 2005	06 July 2006
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	01 April 2003	16 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司	RE	9	01 April 2003	16 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司	RE	7	01 April 2003	16 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	01 April 2003	16 December 2003
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	01 April 2003	16 December 2003