SFC Licences of LAI Ping Wah 黎秉華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 22 April 2022
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 29 December 2021 22 April 2022
Kingston Securities Limited 金利豐證券有限公司 RE 1 29 December 2021
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RO 6 20 June 2007 31 August 2021
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 4 05 June 2007 31 August 2021
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 10 August 2006 31 August 2021
CVP Securities Limited 星火證券有限公司 RE 1 27 March 2006 31 July 2006
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 02 March 2006 20 March 2006
Open Securities Limited 開盤證券有限公司 RE 6 05 May 2005 06 February 2006
Open Securities Limited 開盤證券有限公司 RE 1 31 August 2004 06 February 2006
First Securities (HK) Limited 第一證券(香港)有限公司 RO 9 01 April 2003 04 June 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RO 6 01 April 2003 04 June 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RO 4 01 April 2003 04 June 2004
First Securities (HK) Limited 第一證券(香港)有限公司 RO 1 01 April 2003 04 June 2004