SFC Licences of MAK Suk Kuen 麥淑娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 10 January 2014 | |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 10 January 2014 | |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 31 August 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 31 August 2013 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 01 April 2003 | 31 August 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 05 August 2004 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 05 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 05 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 05 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 05 August 2004 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |