SFC Licences of PUN Kai Tai, Gary 潘啟泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VI Asset Management Company Limited 弘勵資產管理有限公司 RO 9 05 September 2022 04 September 2023
VI Asset Management Company Limited 弘勵資產管理有限公司 RO 4 05 September 2022 04 September 2023
VI Asset Management Company Limited 弘勵資產管理有限公司 RO 1 05 September 2022 04 September 2023
Kai Yin Securities Limited 凱銀證券有限公司 RO 4 02 March 2021 07 September 2021
Kai Yin Securities Limited 凱銀證券有限公司 RO 2 02 March 2021 07 September 2021
Kai Yin Securities Limited 凱銀證券有限公司 RO 1 02 March 2021 07 September 2021
Easy One Asset Management Limited 易易壹資產管理有限公司 RO 9 02 March 2021 23 June 2021
Easy One Asset Management Limited 易易壹資產管理有限公司 RO 4 02 March 2021 23 June 2021
Easy One Asset Management Limited 易易壹資產管理有限公司 RE 9 01 March 2021 02 March 2021
Easy One Asset Management Limited 易易壹資產管理有限公司 RE 4 01 March 2021 02 March 2021
Kai Yin Securities Limited 凱銀證券有限公司 RE 4 01 March 2021 02 March 2021
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 9 09 January 2020 31 July 2020
Blackhorn Wealth Management Limited 晉羚財富管理有限公司 RO 4 09 January 2020 31 July 2020
ICBC International Securities Limited 工銀國際證券有限公司 RO 2 04 September 2013 31 May 2018
ICBC International Futures Limited 工銀國際期貨有限公司 RO 2 11 November 2010 31 May 2018
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 07 May 2009 11 November 2010
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 27 April 2009 31 May 2018
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 04 September 2007 17 April 2009
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 04 September 2007 17 April 2009
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 01 March 2007 25 August 2007
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 01 March 2007 25 August 2007
Funderstone Futures Limited RE 2 01 April 2003 18 February 2007
Funderstone Securities Limited RE 1 01 April 2003 18 February 2007
Funderstone Futures Limited RE 9 01 April 2003 24 January 2005
Funderstone Futures Limited RE 5 01 April 2003 24 January 2005
Funderstone Securities Limited RE 4 01 April 2003 24 January 2005
Funderstone Securities Limited RE 6 01 April 2003 24 January 2005
Funderstone Securities Limited RE 9 01 April 2003 24 January 2005