SFC Licences of LU Shui Gee Lucy 呂瑞芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AFG Securities Limited 高鉦証券有限公司 RE 1 06 November 2017
Fairwin Broking Limited 海富證券有限公司 RE 1 01 April 2003 01 November 2017
Fairwin Broking Limited 海富證券有限公司 RE 9 01 April 2003 07 July 2004
Fairwin Broking Limited 海富證券有限公司 RE 6 01 April 2003 07 July 2004
Fairwin Broking Limited 海富證券有限公司 RE 4 01 April 2003 07 July 2004