SFC Licences of KOO Ka Lai 古嘉麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Imagi Brokerage Limited RO 9 25 May 2018
Imagi Brokerage Limited RO 5 25 May 2018
Imagi Brokerage Limited RO 4 25 May 2018
Imagi Brokerage Limited RO 2 25 May 2018
Imagi Brokerage Limited RO 1 25 May 2018
Oshidori Securities Limited 威華達證券有限公司 RO 9 23 November 2016 20 May 2018
Oshidori Securities Limited 威華達證券有限公司 RO 4 23 November 2016 20 May 2018
Oshidori Securities Limited 威華達證券有限公司 RO 1 23 November 2016 20 May 2018
Arta Global Markets Limited 裕承環球巿場有限公司 RO 1 30 March 2015 22 November 2016
Arta Global Futures Limited 裕承環球期貨有限公司 RO 2 02 February 2015 22 November 2016
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 22 August 2012 31 January 2015
Arta Global Futures Limited 裕承環球期貨有限公司 RO 2 22 August 2012 18 March 2013
Mason Investment Management Limited 茂宸投資管理有限公司 RO 4 18 May 2012 31 January 2015
Oshidori Securities Limited 威華達證券有限公司 RO 1 18 May 2012 31 January 2015
Select Investment Services Limited 弘富投資服務有限公司 RO 4 16 September 2011 09 March 2012
Select Investment Services Limited 弘富投資服務有限公司 RO 1 16 September 2011 09 March 2012
Quantsmile (HK) Limited 量盈(香港)有限公司 RO 9 02 April 2007 01 September 2011
T G Securities Limited 滙澤證券有限公司 RO 2 19 December 2005 01 September 2011
T G Securities Limited 滙澤證券有限公司 RO 1 08 September 2004 01 September 2011
Goldride Securities Limited 金旭證券有限公司 RO 1 01 April 2003 03 September 2004
Goldride Securities Limited 金旭證券有限公司 RO 7 01 April 2003 21 July 2004