SFC Licences of LAU Kam Tim 劉錦添
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CN First Investment Management Limited 中一投資管理有限公司 | RO | 9 | 23 January 2019 | 30 September 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 03 October 2017 | 17 November 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 03 October 2017 | 17 November 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 23 March 2017 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 23 March 2017 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RO | 4 | 23 March 2017 | 02 October 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RO | 1 | 23 March 2017 | 02 October 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 19 December 2016 | 17 November 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 December 2016 | 17 November 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 19 December 2016 | 23 March 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 December 2016 | 23 March 2017 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 19 December 2016 | 23 March 2017 |