SFC Licences of LEE Gi Yue, Vivian 李梓瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 08 January 2018 | 24 April 2021 |
Wharton Investment Advisors Limited | RE | 5 | 28 December 2006 | 30 September 2014 |
Wharton Investment Advisors Limited | RE | 4 | 28 December 2006 | 30 September 2014 |
Wharton Investment Advisors Limited | RE | 9 | 31 October 2006 | 30 September 2014 |
LXL Investment Management (Hong Kong) Limited | RE | 9 | 30 November 2005 | 24 July 2006 |
HT Capital Management Limited | RE | 9 | 03 June 2005 | 13 July 2005 |
Aquitaine Investment Advisors Limited | RE | 9 | 01 April 2003 | 18 May 2005 |
Aquitaine Investment Advisors Limited | RE | 4 | 01 April 2003 | 18 May 2005 |