SFC Licences of LAU Hung Fung 劉鴻鳳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 24 March 2011 | |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 31 October 2003 | 16 March 2011 |
| Tsun Chi Yuen Securities Company Limited 秦志遠證券有限公司 | RE | 1 | 29 September 2003 | 28 October 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 20 May 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 20 May 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 20 May 2003 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 20 May 2003 |