SFC Licences of LO Yin Ping 勞燕萍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 October 2017 31 January 2022
Stockwell Securities Limited 常匯證券有限公司 RE 1 09 October 2013 29 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 April 2009 03 April 2013
CLSA Limited 中信里昂證券有限公司 RE 1 07 January 2008 04 March 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 22 December 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 01 March 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 01 March 2004