SFC Licences of MOK Kwok Kwong 莫國光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Futures Limited 亨達期貨有限公司 RO 2 26 March 2019
Hantec Securities Co. Limited 亨達證券有限公司 RO 1 26 March 2019
Hantec Futures Limited 亨達期貨有限公司 RE 2 07 December 2018 26 March 2019
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 07 December 2018 26 March 2019
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 2 09 November 2017 21 November 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 09 November 2017 21 November 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 18 August 2017 09 November 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 18 August 2017 09 November 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 19 December 2006 07 August 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 19 December 2006 07 August 2017
Elstone Securities Limited 千里碩證券有限公司 RE 1 01 April 2003 13 December 2006
Topmore Commodities Limited 德盛期貨有限公司 RE 2 01 April 2003 13 December 2006
Elstone Securities Limited 千里碩證券有限公司 RE 4 01 April 2003 12 March 2004
Topmore Commodities Limited 德盛期貨有限公司 RE 5 01 April 2003 12 March 2004
Elstone Securities Limited 千里碩證券有限公司 RE 6 01 April 2003 12 March 2004
Elstone Securities Limited 千里碩證券有限公司 RE 9 01 April 2003 12 March 2004
Topmore Commodities Limited 德盛期貨有限公司 RE 9 01 April 2003 12 March 2004