SFC Licences of LAI Kwok Yin 黎國賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 01 April 2003 | 27 April 2015 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 4 | 01 April 2003 | 30 September 2003 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 6 | 01 April 2003 | 30 September 2003 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 9 | 01 April 2003 | 30 September 2003 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |