SFC Licences of LEE Chi Sau, Giselle 李之秀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Barings Investment Advisers (Hong Kong) Limited	RE	4	23 December 2016	31 December 2016
Barings Investment Advisers (Hong Kong) Limited	RE	1	23 December 2016	31 December 2016
Barings Investment Advisers (Hong Kong) Limited	RO	4	25 April 2013	23 December 2016
Barings Investment Advisers (Hong Kong) Limited	RO	1	25 April 2013	23 December 2016
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RO	4	27 August 2007	13 July 2012
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RO	1	27 August 2007	13 July 2012
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	1	10 August 2005	27 August 2007
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	6	12 March 2004	17 February 2005
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	4	23 February 2004	27 August 2007
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	9	23 February 2004	17 February 2005
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	9	01 April 2003	20 February 2004
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	4	01 April 2003	20 February 2004
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	1	01 April 2003	20 February 2004