SFC Licences of LAU Kam Pong 劉錦邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LiZen Asset Management Limited 理正資產管理有限公司 RO 9 04 December 2018
LiZen Asset Management Limited 理正資產管理有限公司 RO 4 04 December 2018
HK Cai Fu Ju Asset Management Limited 香港財富聚資產管理有限公司 RO 9 04 September 2017 31 July 2018
Vantum Asset Management Limited 雋一資產管理有限公司 RO 9 18 November 2016 19 April 2017
Vantum Asset Management Limited 雋一資產管理有限公司 RO 4 18 November 2016 19 April 2017
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 9 01 September 2015 22 December 2015
Matrix Asset Management Limited 矩陣資產管理有限公司 RO 4 01 September 2015 22 December 2015
Ever-Long Capital Management Limited 長雄資本管理有限公司 RO 9 27 March 2015 07 August 2015
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 26 March 2014 11 March 2015
Stockwell Securities Limited 常匯證券有限公司 RE 1 26 March 2014 11 March 2015
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 30 May 2011 17 March 2012
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 28 January 2011 17 March 2012
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 19 October 2010 17 March 2012
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 18 January 2010 19 October 2010
New Trend Futures Limited 創新期貨有限公司 RE 2 01 April 2003 30 December 2009
New Trend Futures Limited 創新期貨有限公司 RE 5 01 April 2003 25 October 2004
New Trend Futures Limited 創新期貨有限公司 RE 9 01 April 2003 25 October 2004