SFC Licences of WONG Ying Kwan 王應坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5 20 June 2014 31 July 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 2, 4 20 June 2014 31 July 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 2, 4 22 May 2014 20 June 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 22 May 2014 20 June 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RO 2 24 May 2010 07 April 2014
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RO 3 24 May 2010 07 April 2014
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
HSBC Broking (China) Limited 滙豐金融(中國)有限公司
RO 1 24 May 2010 07 April 2014
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
RO 2 24 May 2010 19 August 2013