| Institution |
Role |
Licences |
Start date |
End date |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
5 |
20 June 2014 |
31 July 2015 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO |
2 |
20 June 2014 |
31 July 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
4 |
20 June 2014 |
31 July 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
2 |
20 June 2014 |
31 July 2015 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO |
1 |
20 June 2014 |
31 July 2015 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
5 |
22 May 2014 |
20 June 2014 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE |
2 |
22 May 2014 |
20 June 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
4 |
22 May 2014 |
20 June 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
2 |
22 May 2014 |
20 June 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE |
1 |
22 May 2014 |
20 June 2014 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
RO |
3 |
24 May 2010 |
07 April 2014 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 |
RO |
1 |
24 May 2010 |
07 April 2014 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
RO |
1 |
24 May 2010 |
07 April 2014 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
RO |
2 |
24 May 2010 |
07 April 2014 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 |
RO |
1 |
24 May 2010 |
07 April 2014 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO |
2 |
24 May 2010 |
19 August 2013 |